02/28/2023
There is an outstanding issue as to whether the law firm owed a duty of care to the second claimant – RBC Trust Company (Jersey) Ltd, a professional provider of trusts services based in Jersey
02/28/2023
Nominees should be able to commit sufficient time and organise resources from within their organisation to support the work of the task force until at least the end of 2024.
02/28/2023
FINMA will appoint an audit mandatary to review compliance with these supervisory measures.
02/27/2023
But after struggling to recover debts from Sebastian Holdings, the lender pursued Vik directly.
02/27/2023
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by the FCA.
02/27/2023
The reform provides for the preservation of the domestic courts' jurisdiction to challenge interim measures.
02/27/2023
Of the claims, 38 are in progress, one has been upheld and one rejected.
02/27/2023
According to the Spring Well Bank website, it offers the ability to open an account online, transfer money and invest it.
02/24/2023
With ethical businesses practices coming under increasing investor scrutiny, some businesses and managers may attempt ‘greenwashing’ to circumvent investment regulations.
02/24/2023
The court clarified that the system introduced by the PNR Directive can only cover clearly identifiable and circumscribed information listed in its Annex I
02/24/2023
The publication of the ranking follows the firm's success at the ETF Stream Awards 2022 last November, where the firm was awarded ETF Law Firm of the Year.
02/23/2023
FSCS has received claims about the business as well as two other companies declared in default
02/23/2023
Under the redress scheme, firms will have to review the advice they gave and pay redress to those who lost money because the advice was unsuitable.
02/23/2023
In the UK, online hearings in the court system have proven so invaluable in recent years that the High Court has mandated them as the default position for all hearings under half a day.
02/23/2023
Mr Mills states that focusing on the areas that will have the greatest impact on consumer outcomes should be every firm’s priority ahead of the 31 July deadline for open products and services.
02/23/2023
A ruling in a case by environmental groups against TotalEnergies, a client of BNP Paribas, is expected on Tuesday.
02/22/2023
Analysis of data from the FCA’s consumer helpline has shown a 193% increase in calls to the FCA in the last five years, as investors detect investment scam warning signs.
02/22/2023
The DP does not provide any detailed recommendations for discussion, but flags at a high level possible directions of travel across a broad range of areas.
02/22/2023
From debate to implementation
02/22/2023
FTAdviser understands the owner, Kevin Maurice Kingswood, retired that year.