04/24/2025
CP9/25 – Markets in Financial Instruments Directive Organisational Regulation
The response will be assessed to inform our work as a regulator and central bank, both in the public interest and in the exercise of our official authority.
04/24/2025
The response will be assessed to inform our work as a regulator and central bank, both in the public interest and in the exercise of our official authority.
04/24/2025
In this article, we explain the key aspects of the scheme, outline employer obligations and provide clarity on how it will impact your workforce.
04/24/2025
It was the perfect introduction to think about the FCA’s role in AI, and how the regulatory framework we already have in place can support the flourishing of AI in financial services.
04/24/2025
This unintended consequence can make retirement saving complicated and may cost savers money.
04/24/2025
That move could be designed to support banks by focusing on some staff, while seeking to mitigate the risk of a public backlash by excluding senior executives, people familiar with the matter said at the time.
04/24/2025
The proposals do not change the rules about how much capital firms must hold
04/24/2025
Those aged 35 - 44 years old are most likely to be targeted by the ticket fraudsters, making up almost a third (30%) of all cases.
04/17/2025
Major international investors ‘want easier access to us’
04/17/2025
Modification by Consent for Third Country Covered Bonds in the Liquidity Coverage Ratio
04/17/2025
Jersey’s Royal Court has ruled that Daniel Pender, former boss of Punter Southall’s protection business, is due compensation for shares unfairly confiscated from him.
04/17/2025
While at the regulator, he led its supervisory work for the advice sector, including establishing the team overseeing defined benefit (DB) pension transfers.
04/17/2025
It will allow competent authorities and users of EBA data to interpret key bank figures in a consistent fashion when conducting their risk assessments and analyses.
04/16/2025
Following this transaction, Rockhold will continue to operate under its existing leadership, broadening 7IM's funds and MPS offering, which are a core component of 7IM's growth strategy.
04/16/2025
Last December, the FCA set out its targeted support proposals to “provide extra support” for millions of UK savers to help them “make better decisions” about their pensions.
04/16/2025
The FCA said: “This would remove a significant compliance requirement for firms, while ensuring that consumers are still provided with the most relevant information about product transaction costs.
04/15/2025
In the draft Regulatory Technical Standards (RTS) ESMA specifies the rules, with the objective to enhance investment firms’ order execution and foster investor protection.
04/15/2025
The FCA alleges that Mr Burford repeatedly misrepresented the value of the funds and the amount of money he had lost while trading.
04/15/2025
The role will focus on supporting financial services firms to navigate regulation to enter the UK market or raise capital and provide UK firms with support expanding into the APAC region.
04/15/2025
The team are pleased to present the use cases selected for the 3rd cohort of sandbox dialogues.
04/15/2025
The UK has collected only 3% of the financial penalties issued to offshore companies failing to comply with transparency laws designed to reveal the true owners of UK property.