- Managers of Wealth - Europe - Wealth, private banking and asset management news and opinion

Turning size into scale: Europe’s new growth model

There is perhaps no greater question in political philosophy than whether history is shaped by individuals or by the forces that carry them.

The EBA publishes follow-up Report on ICT risk assessment under the Supervisory Review and Evaluation Process

The follow-up exercise reviewed the recommendations issued to competent authorities in 2022, including a targeted follow-up on relevant benchmarking questions.

Influencers fined for issuing unauthorised financial promotions

These influencers betrayed the trust of those who followed them.

Statement on notifications relating to admissions to trading and recent changes to the UK Listing Rules

The policy intention was to support transparency in a proportionate manner by enabling issuers to group admissions occurring within a 60-day period into a single notification.

EU and UK Strike Deal to Strengthen Banks’ Digital Resilience

The agreement sets rules for banks to manage digital risks and third-party providers

Tribunal upholds bans and fines for reckless adviser and fund manager

The FCA intervened in 2016 to protect consumers, stopping the pensions business of Synergy and Westbury. Both firms subsequently went into liquidation and were dissolved.

PRA rule changes to accommodate HM Treasury’s Overseas Prudential Requirements Regime

The consultation paper will explain if responses will be shared with other organisations (for example, the Financial Conduct Authority).

CP3/26 – PRA rule changes to accommodate HM Treasury’s Overseas Prudential Requirements Regime

The consultation paper will explain if responses will be shared with other organisations

ECB welcomes extension of Frank Elderson’s term as Vice-Chair of the Supervisory Board

Frank Elderson’s term of office as Vice-Chair of ECB’s Supervisory Board extended until end of his term as ECB Executive Board member

ECB fines Crédit Agricole for failing to address climate risk

The central bank issued its first climate fine against Spanish bank Abanca in November for also failing to meet a material assessment deadline.

Emerald Advisory files legal action against Emerald Fund

The legal action relates to outstanding claims arising from the cooperation between the parties.

FCA fines former chief executive of Carillion plc (in liquidation)

The fine was imposed after Mr Howson withdrew his challenge to the FCA’s decision.

ESMA publishes latest edition of its newsletter

This edition opens with ESMA’s Digital and Data Strategies, outlining how enhanced data use and improved digital tools will strengthen effective and risk-based supervision.

Ahead of the Curve: Consumer composite investments and client categorisation

This insightful webinar explores the new CCI regime and the client categorisation proposals, where our speakers dissected the key issues for firms and consider how best to anticipate and prepare for these upcoming changes in the UK regulatory environment.

Norton Rose Fulbright advises BNP Paribas as financial adviser to Nuveen on its £9.9 billion recommended offer for Schroders

TIAA provides secure retirements and outcome-focused investment solutions to millions of people and thousands of institutions.

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