03/18/2026
UK Upper Tribunal decision on obligations of those in investment management distribution chains
The FCA’s Conduct of Business Sourcebook (COBS) imposes suitability obligations on firms that manage investments
03/18/2026
The FCA’s Conduct of Business Sourcebook (COBS) imposes suitability obligations on firms that manage investments
03/18/2026
It will also support the identification of critical third parties (CTPs) and assess where critical nodes of failure could arise.
03/18/2026
Competent Authorities across the EU are reminded that data submitted in accordance with these ITS should not be formally validated against any rules that have been deactivated.
03/17/2026
The group warned the UK risks repeating past mistakes unless there is a comprehensive examination of how financial regulation operates and how regulators are held accountable.
03/17/2026
A redress system works best when it is clear, simple to use and trusted – both by the consumers who rely on it when something goes wrong, and by the firms expected to put things right.
03/17/2026
Given at University of Leeds, Cloth Hall Court, Leeds
03/17/2026
There is recognition of the significantly changing landscape of retail banking as people use branches less and digital channels more
03/16/2026
It’s important for financial professionals to listen to women, and for women to take an active interest in their finances
03/16/2026
The enhanced RCF will also help better protect public funds if a major default occurs, supporting the stability of the UK’s financial services sector.
03/16/2026
The FSCS said it had already received five claims against the firm for pensions advice, with one upheld
03/16/2026
Many wills were often prepared at a time when asset growth and frozen thresholds had not yet increased inheritance tax exposure.
03/16/2026
All-Party Parliamentary Group (APPG) on Investment Fraud and Fairer Financial Services is pressing for a Royal Commission
03/13/2026
Given at the FSB Payments Summit
03/13/2026
As part of this follow up work, consumer testing will be used to inform and validate improvements to disclosures and digital investor journeys, including for mobile-first users.
03/13/2026
The criminals get hold of savers’ personal information and use it to breach security checks and access their accounts.
03/12/2026
In one of five defeats for the government at the House of Lords stage, the pension salary sacrifice cap has been increased to £5,000, from the original £2,000 proposed.
03/12/2026
Mr Gill has been sentenced to two and a half years in prison for running a sale-and-rent-back scheme without being authorised and illegally providing credit agreements and mortgages.
03/12/2026
It will bring together the Eurosystem as well as public and private sector stakeholders, with the aim of building integrated, innovative and resilient tokenised wholesale financial markets in Europe.
03/12/2026
The enormous 1970s brutalist concrete building had become synonymous with the Bundesbank and was said to reflect its culture of fostering economic stability.
03/12/2026
The bond is part of the Federal Republic's "Twin Bond Concept" pursuant to which each Federal green bond has a conventional twin bond with the same commercial parameter.