11/21/2018
Whilst these are significant changes and will increase the level of documentation and reporting required, it is likely that most companies will either meet the substance requirements or will not be caught by the new rules.
11/21/2018
Carey Olsen now provided legal advice to 670 such funds at the end of June 2018
11/21/2018
Rory Percival, a former technical specialist at the FCA, said it would be "daft" of the regulator not to take these two issues together and combine them with a review of whether advisers are complying with product governance rules.
11/20/2018
Earlier this year Guernsey was recognised by the think-tank Z/Yen as an emerging global player in green finance.
11/20/2018
The survey provided an opportunity for IOSCO members to self-audit their current regulatory practices
11/20/2018
The German firm allegedly helped facilitate more than half of the illicit dealings undertaken by the Danish bank
11/20/2018
These cooperation frameworks also include referral mechanisms for financial innovators which will therefore facilitate their entry into French or Japanese markets.
11/20/2018
The guidance has been updated to reflect an evolution in the structure of sukuks
11/20/2018
“The absence of an effective, global sanctions-compliance infrastructure and lack of management oversight allowed Société Générale employees to ignore the scope and applicability of laws governing economic sanctions, as w
11/20/2018
Barclays was accused of concealing 21.6 billion pounds (then about US$42 billion) of mortgage-backed securities and other risky assets insured by monoline insurers, and a March 2008 “directive” by the U.K. Financial Services Authority requirin
11/20/2018
Since the TV money got big and players of my generation started retiring, problems have become bigger.
11/19/2018
The report examines existing challenges and considers alternative models that could in time result in improvements in speed, cost and transparency for users.
11/19/2018
This article highlights key aspects of the EU’s fourth and successive directives, which are an important part of Europe’s response to financial crime.
11/19/2018
The draft SIs are provided, alongside explanatory policy notes.
11/19/2018
KPMG’s Connected Enterprise framework is noted as driving ‘end-to-end business transformation’.
11/19/2018
The attorneys were relentless in questioning the truthfulness of whistle-blowers who helped trigger the probe.
11/19/2018
The letter provides confirmation that these objectives have been secured.
11/18/2018
One bank has been added to the list and two banks have been removed from the list and therefore the overall number of G-SIBs decreases from 30 to 29.
11/18/2018
Access to correspondent banking relationships remains a critical issue in some regions and jurisdictions.
11/18/2018
Chief Secretary to the Treasury, Elizabeth Truss visits Latin America to build relationships with Brazil and Chile.