02/06/2023
The operation supports Indosuez’s innovation focus as well as strengthening Azqore's position in the outsourced banking services' sector.
02/06/2023
The FCA has made significant improvements to the digital tools it uses to find problem firms and misleading adverts.
02/06/2023
Putting good outcomes for customers at the heart of firms’ strategies and business objectives will build trust and modernise how we regulate financial services.
02/06/2023
Authorities launch investigation into last year’s leak of the details of 18,000 accounts at Credit Suisse
02/06/2023
The amendment specifies that bills and notifications of costs must be for costs that have already been incurred.
02/03/2023
Following analysis of the feedback the FCA received to that consultation, it decided to gather some additional evidence from the debt packager market to supplement its existing evidence base.
02/03/2023
The FCA consultation also sets out new perimeter guidance to clarify when the regulated activity of debt counselling could be being carried out by unauthorised lead generators.
02/03/2023
The Financial Conduct Authority (FCA) required authorised firms to amend or remove 8,582 promotions during 2022. That is 14 times more than 2021, a report published today (3 February) shows. In 2021, the regulator required authorised firms to amend or r
02/03/2023
On Companies House, chief executive Kerry Nelson is listed as the only active director at Nexus Independent Financial Advisers Limited.
02/03/2023
The UK regulator aims to instate harsher limitations for financial promotions to deter unauthorised ‘fin-fluencers’ that are taking advantage of consumers.
02/02/2023
The code recognises that dismissal and re-engagement is a lawful strategy for changing employee terms and conditions where there is a real business need to do so.
02/02/2023
Investment firms are required to perform the SI test by 15 February 2023.
02/01/2023
Nexus Independent Financial Advisers and Nexus Investment Managers have the right to make written or oral representations to us on the First Supervisory Notice.
02/01/2023
The results will shed light on the impact of adverse shocks on banks’ resilience under challenging macroeconomic conditions.
02/01/2023
The FCA warned that pre-paid probate plans are not protected by the Financial Services Compensation Scheme (FSCS) and there is no requirement for money to be held in trust or backed by insurance.
02/01/2023
These themes are based on over 350 findings from intelligence-led penetration tests conducted on 14 firms during this cycle of testing
01/31/2023
‘It is time for the DWP to get off the fence and take action’
01/31/2023
Further guidance on the materiality assessment process should also be issued ahead of adoption by the European Commission, Esma also noted.
01/31/2023
Notably, certain unregulated technology providers, such as ICT third-party service providers, are now within the direct scope of financial regulatory requirements for the first time.
01/31/2023
The regulator has also put 153 companies on its warning list.