01/19/2022
Their recognition in the Spear's 500 is the latest accolade in an extremely successful past 12 months for Carey Olsen's global trusts and private wealth practice.
01/19/2022
FCA looks to strengthen financial promotion rules for high risk investments
01/18/2022
The ex-directors of Bartholomew Hawkins Limited took consolidator IWP to court over the value of their shares after they were fired for gross misconduct.
01/18/2022
The recent consultation sets out the HMG’s proposals for adapting the UK regulatory framework for CCPs and CSDs. Feedback is requested by 28 February 2022.
01/18/2022
After previously stating he was not guilty
01/18/2022
The EBA will continue to monitor developments and will further reassess the application of the Guidelines on an annual basis and will consider repealing the Guidelines in the future when the situation permits
01/18/2022
The preliminary patterns suggest that the regulatory requirements developed in relation to payment security are having the desired effect.
01/18/2022
ESMA’s findings will also provide important input to the European Commission’s decision regarding the extension of its temporary equivalence decision for UK-based Tier 2 CCPs in early 2022.
01/18/2022
European firms wishing to remain in the temporary permissions regime (TPR) need to meet the FCA’s standards to continue operating in the UK.
01/17/2022
KWM has already been advising Bayerische Vermögen Group since the end of 2017
01/17/2022
The platform enables the bundling, financing, standardisation and management of sustainable building and facilities infrastructure.
01/17/2022
The proposed Open Finance concept is much wider than Open Banking; affecting mortgage providers, consumer credit firms, investment and pension funds, as well as general insurers and intermediaries.
01/17/2022
“Lockdown, and the resulting dependence on digital services, has made it easier for criminals to impersonate legitimate services and scam consumers.
01/16/2022
For the guidelines' purpose, transferability covers all the elements that will facilitate the transfer of an entity, a business line or a portfolio of assets, rights or liabilities to an acquirer (public or private company), a bridge institution or a
01/16/2022
This revised version reflects the changes to the regulatory framework for peer reviews introduced in December 2019
01/14/2022
We are putting in place temporary measures for the reporting of the short selling indicator in transaction reports while we consider changes to the UK transaction reporting regime.
01/14/2022
The MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms.
01/14/2022
The new webpage sets out how the MIFIDPRU remuneration code applies; self-assessment templates and tables; reporting requirements; and disclosure requirements.
01/14/2022
The PRA will engage with firms to assess the challenges that broad structural changes, such as increased digitalisation, are bringing to the sustainability of business models.
01/14/2022
These similarities may predict that, after a period of upheaval and significant cost, the worthy objective of establishing a higher level of consumer protection in retail financial markets and, importantly for firms and customers alike, greater consumer t