12/09/2021
This list is accompanied by a CET1 Report, which includes information on the underlying objectives of the monitoring as well as on the consequences of including or excluding instruments in or from the CET1 list.
12/09/2021
Compensation pay-outs for former Continental Wealth clients upheld
12/09/2021
The purpose of the Letter is to provide feedback to industry on the findings of the review and to outline the CBI’s expectations in relation to the application of the MiFID II suitability requirements.
12/09/2021
The potentially more harmful side effect may be if UBS is convicted of money laundering
12/09/2021
The Commission is also planning a Data Act which will fulfil a similar function to foster public/private sector data sharing.
12/09/2021
This money represents over 10 percent of global GDP.
12/09/2021
Admits LCF a 'learning process'
12/09/2021
He was accused of 15 offences between 2011 and 2013 and made no reply when charged.
12/08/2021
Bristol Trading Limited is not authorised to provide any Virtual Financial Asset or other Services under Maltese law.
12/08/2021
The changes implement certain proposals on which the FCA consulted in its July 2021 Primary Markets Effectiveness Review (the Review).
12/08/2021
These aim to help increase trust and transparency in the rapidly expanding ESG market.
12/08/2021
Covid-19 and the repercussions of the UK's exit from the EU continued to impact regulatory responses this year.
12/08/2021
The new rules will raise industry standards by putting the emphasis on firms to get products and services right in the first place.
12/08/2021
This causes consumer harm and erodes consumer trust.
12/08/2021
The FCA will also seek to engage directly with stakeholders in Q1 2022 once they have had the opportunity to hear stakeholders’ initial views. FCA, 6 December 2021
12/08/2021
An infographic summarising how the Consumer Duty will raise the standard of consumer protection has also been published.
12/08/2021
The current proposal is to introduce a 50% limit on the ratio of a Property Fund’s total loans to its total assets and that this limit would apply on an ongoing basis. .
12/08/2021
ESG data gathering and analytics is Intertrust Group’s first ESG product
12/08/2021
The consultation takes on board industry feedback following initial proposals published in May 2021.
12/07/2021
The FCA has also collaborated with HM Treasury on its Call for Evidence on the regime, to gather information on how market participants use the AR regime and how effectively the regime works in practice