01/21/2022
In accordance with the law, a beneficial owner is defined as any natural person(s) who ultimately owns or controls the "obliged entity" and/or the natural person(s) on whose behalf a transaction or activity is being conducted and includes at lea
01/21/2022
The cryptoasset promotion requirements will apply from the date qualifying cryptoassets are brought within the financial promotion regime.
01/21/2022
ESMA initiates supervisory action on valuation of UCITS and open-ended AIFS
01/21/2022
Greater competition in retail banking is driving choice and lower prices for consumers and small businesses, despite the financial impact of the pandemic.
01/21/2022
In this case, the Authority said it was assured that the failings were isolated in nature rather than being systemic across the business.
01/21/2022
ESMA announces launch of CSA with NCAS on valuation of UCITS and open-ended AIFS
01/20/2022
It is the third year in a row that Russell has been named on the list, and he remains the only Guernsey-based lawyer to be included.
01/20/2022
The FCA has published a new webpage on the borrowers in financial difficulty (BiFD) project.
01/20/2022
The FCA’s draft rules also proposed restrictions on the marketing of cryptoassets, in preparation for the government bringing the promotion of these high-risk investments under the regulator's remit.
01/20/2022
Under the proposed rules, the FCA would ensure firms that approve and communicate financial marketing have relevant expertise and understanding of the investments being offered
01/20/2022
As part of our preparation we are undertaking further analysis of advice given to members of the BSPS between 29 March 2016 and 31 March 2018.
01/20/2022
The Law Society of Scotland has renewed its strategic partnership with Amiqus as the tech firm’s researchers develop “inheritance calculator”.
01/20/2022
Navigating the sustainable landscape with Refinitiv
01/20/2022
The FCA clarifies that firms can avoid these actions by voluntarily applying to cancel their TPR
01/19/2022
Above all, it is important that businesses understand the evolving economic climate.
01/19/2022
With this system, artificial intelligence helps combat payment fraud, for example, by making it easy for suspicious patterns of behaviour or unusual payments to be flagged to protect clients funds.
01/19/2022
The FCA reminds firms that firms whose permissions have been cancelled cannot conduct regulated business in the UK and that they would be committing a criminal offence if they did so.
01/19/2022
Find the latest data we have collected (as of 7 January 2022) from all affected insurers on the progress of their non-damage business interruption (BI) insurance claims.
01/19/2022
It was also highlighted that the current MCD may not support market developments such as digitalisation of delivery and the sustainable finance agenda.
01/19/2022
The sanctions vary greatly in their size but carry a similar message: National regulators will take action in their home markets.