03/04/2021
The proposed modifications to the TD are based on ESMA’s experience gained while coordinating the enforcement of financial information in Europe, notably, when preparing reports, discussing supervisory cases or preparing statements and opinions.
03/04/2021
The FCA is currently working on an online calculator - to be released soon - to help policyholders gather two types of evidence, namely 'Reported Cases’ and ‘Estimated Cases’.
03/04/2021
The group also claimed that councillors had unlawfully taken into account the threatened consequences of government intervention in the plan.
03/04/2021
The deadline for responses to CP138 is 26 July 2021.
03/03/2021
The FCA has published a Consultation Paper (CP) on its proposed approach to the regulation of the pre-paid funeral plans sector.
03/03/2021
Blue Gate’s shareholders have taken the decision to place the business into insolvent liquidation via a creditors voluntary liquidation.
03/03/2021
ESMA recommends a phased approach, which should prioritise financial and non-financial information of public companies.
03/03/2021
The aim is to establish a single access point as well as an EU harmonised approach for the IT format for companies’ information.
03/03/2021
Examples of disruptions affecting ICT capabilities include, for example, cyber-attacks and other incidents, technological failures, as well as other malicious and non-malicious events.
03/03/2021
Under the new partnership, investors will be able to see what amendments of documents are being proposed and use i2 CapMark’s proprietary platform
03/03/2021
The EU watchdog appealed to the Court of Justice of the European Union (CJEU).
03/03/2021
It was a busy year for the DPC and the Report details the extensive span of the DPC's regulatory work.
03/03/2021
The measures taken at ING in France are in line with ING’s efforts since 2017 to further enhance the management of compliance risks and embed stronger awareness across the whole organisation.
03/02/2021
The European Commission has published a Commission Delegated Regulation supplementing the CRR.
03/02/2021
Fears new product could launch without proper scrutiny
03/02/2021
The guidance will support the FCA as it moves forward in applying a ‘vulnerability lens’ to supervising and enforcing the standards set by its principles and rules.
03/02/2021
The Guidelines are central to the EBA’s work to lead, coordinate and monitor the fight against money laundering and terrorist financing.
03/02/2021
GAM will ensure that all clients are treated fairly and is embarking on the process of returning their full investment to them in an orderly manner.
03/02/2021
The massive policy support saved millions of European firms, accounting for over 30 million jobs.
03/02/2021
The “no fault” divorce law, due to become effective by autumn, is aimed to limit some of the blame and hurt that marital splits often entail. But what are the other implications of the change?