10/05/2020
The survey of 84 business owners and chief executives of member firms of PIMFA, the trade association for the wealth management and financial advice industry
10/05/2020
The regulator also identified situations in which auditors failed to identify parties to transactions, lacked adequate documentation to show “economic substance of underlying transactions” and did not maintain ”professional skepticism,&a
10/05/2020
The specific rights which afford this protection are those conferred under the Islands’ respective employment protection
10/05/2020
A spokesman for ITI Capital has now told FTAdviser client registration are "running smoothly" after "initial challenges with the onboarding process".
10/05/2020
The Telegraph reported it was “understood” that the government could accept some of the risk through a form of state guarantee to give lenders additional confidence.
10/05/2020
Many islanders won’t consider themselves investors but anyone who has a bit of money put aside and needing to make a decision about what to do with it is an investor.
10/04/2020
UK investment firms that transact on trading venues outside the UK are not required to publish details of such transactions through a UK Approved Publication Arrangement (
10/02/2020
The mandate also covers depositary, custody and financing services for the €1 billion fund.
10/02/2020
Any company that has had a recent renewal will know that premiums have increased; in fact they have done so consistently for two years
10/02/2020
Coming on the tails of the FCA’s own consultation regarding a cap on the maximum redress it will have to pay for future claims, as well as the various campaigns - including Financial Adviser’s own letter-writing campaign - this has been hailed
10/02/2020
One of the big opportunities is to find ways of bringing these wider concerns [about the advice market] to the FCA.
10/01/2020
It is clear there is now mounting pressure on the government to take steps to tackle the promotion of scams through search engines and social media platforms.
10/01/2020
The measures apply both to consumers who have benefited from support under the current guidance and continue to face financial difficulties, as well as those whose financial situation may be newly affected by coronavirus after the current guidance ends on
10/01/2020
The strategic priorities of the EBA work programme for 2021 will be made available in all EU official languages.
10/01/2020
The so-called defeat devices made the vehicles appear less polluting in lab tests than they were on the road.
10/01/2020
The FCA intends to apply the TTP on a broad basis from the end of the transition period until 31 March 2022.
10/01/2020
Recently uncovered suspicious transaction reports, made to the US Financial Crimes Enforcement Network (FinCEN), show Swiss banks moving billions of dollars around the world.
10/01/2020
The firm again secures top tier rankings in London and the West Midlands
09/30/2020
PIMFA has long called for a serious analysis of the regulatory perimeter and issues arising from it, so this report is welcome
09/30/2020
It is planned that the fleet acquired through the joint venture will be used by operators worldwide for purposes such as transportation to offshore wind farms, Emergency Medical Services and Search and Rescue.