10/07/2020
Proposed legislation would stop banks and financial firms from using IT services that present risks, and would standardize cyber regulation across Europe
10/07/2020
Under the proposed new strategy, on which shareholders will decide today, the EBRD will accelerate the transition to a low-carbon economy.
10/07/2020
Most firms also signpost their FCA number which can be used to search for a business on the regulator's register.
10/07/2020
Bank is grappling with low rates and rising household savings
10/07/2020
70 investors were promised returns ranging between 7% and 16.9%
10/06/2020
The FCA will press on with the application to appeal to the SC while continuing discussions with insurers and action groups to find a solution that avoids the need for appeal.
10/06/2020
Ms George's suit alleges violation of the territory's civil racketeering law and sought forfeiture of Epstein's private island in the territory as restitution for his victims and unspecified damages.
10/06/2020
But behind the scenes, it used client money for personal expenses by borrowing from clients under the guise of investments and onboarding new clients to repay the existing ones.
10/06/2020
The breach is in connection with the handling of Venezuelan client relationships.
10/06/2020
The bank is no stranger to such allegations, having squandered its reputation in a string of lawsuits brought against it for allegedly laundering $881 million for Mexican drug cartels.
10/06/2020
The Insolvency Service said it had found "several instances of misconduct"
10/06/2020
UK Financial Conduct Authority Bans the Sale of Crypto- Derivatives to Retail Consumer
These features mean retail consumers might suffer harm from sudden and unexpected losses if they invest in these products.
10/06/2020
The acquisition will see Partners Wealth Management retain its brand, identity and leadership, and helps both businesses take the next steps in their respective strategic growth plans.
10/05/2020
The discussions never stopped completely and have gained new momentum after CaixaBank and Bankia reached a deal this month, one of the people said.
10/05/2020
“The scope of this phase of evaluations is to assess the effectiveness of the legislative and institutional measures adopted by the jurisdictions in recent years,” the statement said.
10/05/2020
The survey of 84 business owners and chief executives of member firms of PIMFA, the trade association for the wealth management and financial advice industry
10/05/2020
The regulator also identified situations in which auditors failed to identify parties to transactions, lacked adequate documentation to show “economic substance of underlying transactions” and did not maintain ”professional skepticism,&a
10/05/2020
The specific rights which afford this protection are those conferred under the Islands’ respective employment protection
10/05/2020
A spokesman for ITI Capital has now told FTAdviser client registration are "running smoothly" after "initial challenges with the onboarding process".
10/05/2020
The Telegraph reported it was “understood” that the government could accept some of the risk through a form of state guarantee to give lenders additional confidence.