03/19/2025
Fellow US manager Federated Hermes also adjusts names, exclusions for ESG, SDG and biodiversity funds.
03/18/2025
The application, submitted in June 2022, showed that the firm had failed to implement anti-money laundering controls and carry out effective risk management.
03/13/2025
These include the use of software systems to document client reviews, AI to transcribe meetings, and the adoption of robust Customer Relationship Management systems.
03/12/2025
As these changes take place, carbon prices are set to rise, impacting industries and investors alike.
03/11/2025
The new licensing requirements, which must be complied with at all times, primarily serve to protect investors from unfair business practices and to strengthen the reputation of the Swiss financial centre.