04/28/2020
Investigations and enforcement actions are likely to be "drawn out" in the lockdown period, and banks will face "a much slower process" in dealing with their regulators.
04/28/2020
The FCA has secured an interim injunction stopping these activities from continuing and freezing the defendants’ assets up to £624,311 pending further hearing.
04/28/2020
To achieve this, a PRIIP KID that provides retail investors with the right information becomes ever more crucial in helping them to make the most informed investment decisions.
04/28/2020
In 2013 the court also ordered Mr Milsom to pay £245,657.58, the amount he personally gained from the £400,000 profit made by the insider trading.
04/27/2020
The Commission concluded that the Maltese measure was "necessary, appropriate and proportionate to remedy a serious disturbance in the economy of a Member State."
04/27/2020
Such face-to-face contact lies at odds with the social distancing measures that we are required to undertake for the foreseeable future.
04/27/2020
The first question is whether advances in technology can help improve regulatory data and the way it is collected.
04/26/2020
The CAT's judgment confirms the CMA's ability to reject proposed remedies where it does not have a high degree of confidence that these will effectively address identified competitive concerns.
04/26/2020
To help firms, the Central Bank of Ireland is clarifying its expectations relating to the deadlines for the submission of assurance reports
04/26/2020
Trustees would need to have suitable indemnities and legal counsel opinions in order to get comfortable with the meeting.
04/24/2020
Check Point researchers also uncovered a number of purchased domains unrelated to the target mentioned, indicating that there are potentially more targets in cybercrime gang’s lineup.
04/24/2020
Citizenship sale schemes posed money-laundering and corruption risks
04/24/2020
Before the recent changes took effect, employers had been legally obligated to provide employees with a written statement of certain terms and conditions, typically in the form of an employment contract.
04/24/2020
A two-year investigation into suspected money laundering by an Italian organised crime network has led to the Metropolitan Police Services’s (MPS) largest ever cash forfeiture using an Account Freezing Order (AFO).
04/24/2020
Rand Merchant Bank head of Structuring Hendrik Fourie said: “Our collaboration with Leonteq will enable us to expand our financial services offering, thus enhancing our value proposition for clients.
04/23/2020
After FSCS concluded just 1% of LCF bondholders are eligible for compensation so far
04/23/2020
The professionals are reliable, present and always available.
04/23/2020
To determine whether a trust is or is not insolvent, the cash-flow test applies, namely the inability of the trustee to meet its debts as trustee as they fall due out of the trust property.
04/23/2020
Given the impact of coronavirus (Covid-19), we have introduced some temporary measures for firms submitting regulatory returns.
04/23/2020
CySEC sets out the parameters in which regulated entities are permitted to make use of this exception.