10/15/2020
The publication of the report is an important milestone for the EBRD’s process of aligning its metrics and disclosure relating to climate risks and opportunities to those of other organisations, while formulating plans to become a majority green ban
10/15/2020
The report was delivered to G20 Finance Ministers and Central Bank Governors ahead of their meeting today.
10/15/2020
The Short Selling Regulation 2012 (SSR) sets out thresholds for when a firm is required to notify the FCA and disclose to the public details of net short positions held.
10/15/2020
Global Legal Operations Transformation Services supports GCs to adapt to a new reality.
10/15/2020
This is a bit like saying, ‘I don’t have a license to drive, so the highway code doesn’t apply to me,’ and yet it is a real misconception in the market.
10/15/2020
Asia Research and Capital Management failed to make required notifications, said regulator
10/15/2020
The two executives made an “ambiguous and incomplete” accounting of the derivatives transactions between 2012 and the first half of 2015, according to the indictment request submitted by prosecutors.
10/14/2020
After the EU country came under fire for reportedly selling passports to criminals
10/14/2020
Deutsche Bank accepts $16 million fine to end Frankfurt probe
10/14/2020
These solutions utilise sophisticated techniques such as behavioral analytics to detect suspicious transactions, leading to more accurate financial crime risk management and fewer false positives.
10/14/2020
The increasing importance of technological change creates new challenges for regulation.
10/14/2020
Carey Olsen has been crowned Best Offshore Law Firm at the prestigious WealthBriefing European Awards 2020.
10/14/2020
These awards recognise the very best operators in the private client industry, with ‘independence’, ‘integrity’ and ‘genuine insight’ the watchwords of the judging process – such that the awards truly reflect exce
10/14/2020
Financial planning firm Boosst Financial, based near Milton Keynes, won the accredited financial planning firm of the year award.
10/14/2020
Switzerland is one of the few countries to actively enforce efforts to combat bribery of foreign officials, according to the latest international comparison by Transparency International. But the NGO warns that the Alpine country still lacks strong whistl
10/13/2020
As trio of UK regulators seek to cap redress for financial loss at £10,000
10/13/2020
Vanguard Wealth Management Limited has no connection to the Vanguard Group.
10/13/2020
Some banks have summoned their folks back to the UK, even when they don’t have to come back into the workplace.
10/13/2020
Accountancy firm had criticised EY for the way it handled fraud allegations
10/13/2020
While the expansion of Big tech companies like Facebook, Google and Amazon has some benefits, their activity also gives rise to operational and consumer protection risks and concerns about market dominance, states the FSB.