09/16/2019
Aside from having to unbundle investment research, MiFID II required financial services firms — money managers, brokers and market makers — to improve how they execute trades to best protect the interests of their investors and share the infor
09/16/2019
The scheme is now under investigation by the Serious Fraud Office and, as a result of mis-selling, the scheme’s boss is set to stand trial for three counts of fraud in 2019.
09/16/2019
This document is referred to in section 2.5 of the SCT Inst rulebook and forms a binding supplement to the SCT Inst rulebook.
09/16/2019
That incident followed the attempted carjacking by an armed gang with mopeds when the two men were traveling together.
09/15/2019
This will be a requirement from January 2020, so we suggest you register now in preparation.
09/15/2019
Central Bank Publishes Consultation Paper on Treatment, Correction and Redress of Errors in Investment Funds.
09/13/2019
Council of Europe: Malta should step up its efforts to investigate and prosecute money laundering as well as to strengthen its supervisory system
09/13/2019
Luxembourg has approved a further delay for companies to register their beneficial ownership details after 53% of affected entities failed to meet the original deadline.
09/13/2019
Case may have implications for British citizens born in US, who risk having accounts frozen
09/13/2019
This new regulation, which is known as both ‘EMIR Refit’ and ‘EMIR 2.1’, came into effect on 17 June 2019.
09/13/2019
Russian Billionaire is facing $1.3bn lawsuit
09/13/2019
Mr Tinney was cleared by the Upper Tribunal of misleading the regulator and the New York Fed, and he is permitted to work again for any bank or other financial services institution in any role, including a senior management role.
09/13/2019
A preliminary analysis of the investment scheme and of the entities involved for Italian tax purposes is crucial at the investment planning and structuring stage.
09/12/2019
The EU document, which is not binding but sets the bloc’s priorities for the coming six months, urged an alignment of national laws on insolvency and corporate taxes in the 28 EU countries to remove barriers to capital flows.
09/12/2019
Senior Management Functions will appear on the FS Register on 9 December 2019.
09/12/2019
The size of award Miss Macken will receive has yet to be determined.
09/12/2019
The huge provisions show how banks in Britain are still battling with the legacy of the scandal, even after the Aug. 29 deadline for consumers to complain, as a rush of customer enquiries in the run-up to that date forced them to set aside more compensati
09/12/2019
The Commission de Surveillance du Secteur Financier (CSSF) warned that unless firms submitted a notification to them by the deadline, they would be considered as ‘third-country entities’.
09/12/2019
With average salaries these days for top premiership players easily surpassing £5m per year, sporting testimonials are now more symbolic.
09/12/2019
In the two quarters, equity funds faced €54 billion of outflows, while multiasset funds saw €16 billion in outflows.