09/16/2019
To ensure that the UK-Hong Kong mutual recognition of funds arrangement will continue to operate in a smooth manner after the withdrawal of the UK from the EU, the parties have agreed to enter into this Addendum to reflect consequential amendments to the
09/16/2019
A former homicide and anti-terror detective in Northern Ireland, she has come to the job with a fresh eye to “turn up the dial” against fraud which she admits has previously not been prioritised by police and wrongly portrayed as a “vict
09/16/2019
In light of the ongoing uncertainties, especially those around Brexit, supervisory vigilance and cooperation across all sectors remains key.
09/16/2019
Aside from having to unbundle investment research, MiFID II required financial services firms — money managers, brokers and market makers — to improve how they execute trades to best protect the interests of their investors and share the infor
09/16/2019
The scheme is now under investigation by the Serious Fraud Office and, as a result of mis-selling, the scheme’s boss is set to stand trial for three counts of fraud in 2019.
09/13/2019
This new regulation, which is known as both ‘EMIR Refit’ and ‘EMIR 2.1’, came into effect on 17 June 2019.
09/13/2019
Mr Tinney was cleared by the Upper Tribunal of misleading the regulator and the New York Fed, and he is permitted to work again for any bank or other financial services institution in any role, including a senior management role.
09/12/2019
The EU document, which is not binding but sets the bloc’s priorities for the coming six months, urged an alignment of national laws on insolvency and corporate taxes in the 28 EU countries to remove barriers to capital flows.