09/16/2019
To ensure that the UK-Hong Kong mutual recognition of funds arrangement will continue to operate in a smooth manner after the withdrawal of the UK from the EU, the parties have agreed to enter into this Addendum to reflect consequential amendments to the
09/16/2019
The PRA received six responses to the consultation, including one from a trade association.
09/16/2019
A former homicide and anti-terror detective in Northern Ireland, she has come to the job with a fresh eye to “turn up the dial” against fraud which she admits has previously not been prioritised by police and wrongly portrayed as a “vict
09/16/2019
In light of the ongoing uncertainties, especially those around Brexit, supervisory vigilance and cooperation across all sectors remains key.
09/16/2019
Aside from having to unbundle investment research, MiFID II required financial services firms — money managers, brokers and market makers — to improve how they execute trades to best protect the interests of their investors and share the infor
09/16/2019
The scheme is now under investigation by the Serious Fraud Office and, as a result of mis-selling, the scheme’s boss is set to stand trial for three counts of fraud in 2019.
09/16/2019
This document is referred to in section 2.5 of the SCT Inst rulebook and forms a binding supplement to the SCT Inst rulebook.
09/16/2019
That incident followed the attempted carjacking by an armed gang with mopeds when the two men were traveling together.
09/15/2019
This will be a requirement from January 2020, so we suggest you register now in preparation.
09/15/2019
Central Bank Publishes Consultation Paper on Treatment, Correction and Redress of Errors in Investment Funds.
09/13/2019
Council of Europe: Malta should step up its efforts to investigate and prosecute money laundering as well as to strengthen its supervisory system
09/13/2019
Luxembourg has approved a further delay for companies to register their beneficial ownership details after 53% of affected entities failed to meet the original deadline.
09/13/2019
Case may have implications for British citizens born in US, who risk having accounts frozen
09/13/2019
This new regulation, which is known as both ‘EMIR Refit’ and ‘EMIR 2.1’, came into effect on 17 June 2019.
09/13/2019
Russian Billionaire is facing $1.3bn lawsuit
09/13/2019
Mr Tinney was cleared by the Upper Tribunal of misleading the regulator and the New York Fed, and he is permitted to work again for any bank or other financial services institution in any role, including a senior management role.
09/13/2019
A preliminary analysis of the investment scheme and of the entities involved for Italian tax purposes is crucial at the investment planning and structuring stage.
09/12/2019
The EU document, which is not binding but sets the bloc’s priorities for the coming six months, urged an alignment of national laws on insolvency and corporate taxes in the 28 EU countries to remove barriers to capital flows.
09/12/2019
Senior Management Functions will appear on the FS Register on 9 December 2019.
09/12/2019
The size of award Miss Macken will receive has yet to be determined.