12/21/2018
This statement sets out how the Prudential Regulation Authority and Financial Conduct Authority propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent authorities.
12/21/2018
As part of our Brexit preparations, we will make a rule to preserve the existing Handbook treatment in respect of Gibraltar in the post exit day Handbook.
12/21/2018
The Bank of England welcomes the adoption today of temporary equivalence decisions by the European Commission on the future UK legal and supervisory framework for CCPs and CSDs.
12/21/2018
ESMA has carefully considered the need to extend the intervention measure currently in effect.
12/21/2018
The note confirms that separate draft regulations and more detailed guidance will be published in the next few weeks but, in the meantime, it clarifies at a high level a number of key issues for organisations both within the UK and outside but doing busin
12/21/2018
Labor Department had granted firm a temporary waiver in May
12/21/2018
In its strategic push to focus on core markets, Julius Baer has agreed to sell its domestic business in the Netherlands to Wealth Management Partners N.V.
12/21/2018
According to MUFG, the licence is a major step towards ensuring that MUFG will be in a position to continue to provide securities services
12/21/2018
The existing relationship between Citi and Aegon will be widened to cover Kames Capital’s Ireland and Netherlands depositary services, fund ranges and agency securities lending services, as well as a range of other services currently available.
12/20/2018
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Ropemaker Place, London.
12/20/2018
The Financial Conduct Authority has fined Santander £32,817,800 for failing to effectively process the accounts and investments of deceased customers.
12/20/2018
The statement is addressed to UK firms that provide services in EU27 Member States, as well as EU27 firms that deal with clients based in the UK.
12/20/2018
The court had no doubt that the demand was not invalid by reason of demanding £500 more than the maximum specified amount.
12/20/2018
This publication sets out the proposed amendments to UK legislation related to financial services passporting rights between the UK and Gibraltar, to be laid under the EU (Withdrawal) Act.
12/20/2018
It said it had failed to reach an out-of-court agreement with the second wealthiest person in Ukraine, who is being asked to repay 6.64 billion hryvnias
12/20/2018
The Government is considering the possible transitional arrangements that can apply to existing LPs regarding the rules on PPoB.
12/20/2018
As was the case for the Withdrawal Agreement, it is essential to continue with a united approach to preparedness and contingency work.
12/20/2018
Raids were carried out at two residential properties and a business address in Essex as part of a joint operation with Essex Police.
12/20/2018
As regards social security coordination, the Commission considers it necessary that Member States take all possible steps to ensure legal certainty and to protect the rights acquired by EU27 citizens and UK nationals who exercised their right to free move
12/20/2018
Under the new rules, which come into effect immediately, Berlin can intervene on grounds of public interest if a non-European investor buys a 10 percent stake in a company, sharply reducing the threshold from 25 percent.