12/17/2018
The phenomenon has turned the real estate markets of North American and European cities into the savings accounts of wealthy foreigners - some of whom face allegations of corruption or crime back home.
12/17/2018
The regulator, the Guernsey Financial Services Commission (GFSC), has clarified a number of issues around the authorisation process for ILS cells following talks with the Guernsey International Insurance Association.
12/16/2018
The trader said that his Pakistani associate was trading “high multiples” alongside him.
12/14/2018
FCA Occasional Papers in financial regulation
12/14/2018
The claims are unlikely to be enough to satisfy Elliott, which has warned Pernod is lagging behind other drinks firms and needs radical improvement.
12/14/2018
The updated Financial Crime Guide sets out guidance for firms on financial crime systems and controls, including insider dealing and market manipulation.
12/14/2018
Lower threshold of taxable revenues made in EU
12/14/2018
‘Investors now face being misled by Kids for years to come’ warns AIC chief executive
12/14/2018
Investors were told their savings were funding oak and hazel tree saplings, inoculated with truffle spores, and planted and managed for 15 years at dedicated plantations worldwide.
12/14/2018
But the regulator told FTAdviser it was aware of the issues and pledged to carry out detailed analysis before finalising any rules.
12/14/2018
The AML regulations impose (amongst other things) a duty on affected occupational pension schemes to report certain "beneficial ownership" information to HMRC and to update that information from time to time.
12/14/2018
The new rules will come into force on 31 January 2019.
12/14/2018
The Financial Conduct authority has banned Angela Burns from acting as a non-executive director and fined her £20,000 for failing to act with integrity at two mutual societies.
12/14/2018
The Committee welcomes comments from the public on all aspects of the consultative document here by Wednesday 13 March 2019.
12/14/2018
Advising on both Jersey corporate and finance aspects of the transaction, the Ogier team was led by partner Richard Daggett with senior associate Amy Garrod.
12/14/2018
The court heard that Viceroy Jones New Tech used a network of unregulated financial advisory firms and targeted people that had access to their pension savings.
12/13/2018
The defendants allegedly made £1.8 million in profit through the inside trading of stocks.
12/13/2018
The CMA has today announced a range of reforms to the investment consultancy and fiduciary management sector after finding competition problems.
12/13/2018
The U.S.-UK Covered Agreement is an important step in providing regulatory certainty and market continuity as the United Kingdom prepares to leave the European Union in March 2019
12/13/2018
Today the Competition and Markets Authority (CMA) published the final report (link is external) and remedies for its market investigation of investment consultancy and fiduciary management services.