07/13/2018
ESMA will publish results only if trading venues have submitted data for at least 95% of all trading days and will not trigger publication if the quality of the data received for an instrument is not considered sufficient.
07/13/2018
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Duff & Phelps Global Enforcement Review 2018.
07/13/2018
Should stock exchanges profit from securities data?
07/13/2018
The additional data has identified some anomalies pointing to individuals executing transactions who were apparently born in 1900.
07/13/2018
The PRA has previously set out its expectations for firms’ stress test analysis in their ICAAP. T
07/13/2018
On 30 March 2019, firms must have a fully authorised legal entity located in the EU27 to continue providing services in the EU27.
07/13/2018
Three of his co-defendants, however, face a possible retrial.
07/13/2018
The law suit claimed that Mr Marino plundered the Libyan sovereign wealth fund for millions of dollars in secret commissions.
07/12/2018
Nathalie Dauriac became embroiled in a dispute with John Caudwell
07/12/2018
The lawsuit is being pushed by a claims manager and could be worth as much as £80m, according to a report in UK news outlet City AM.
07/12/2018
The goal of the FCA was to know if the adviser report gives “the colour and detail about the clients’ objectives, and how the solution meets those objectives,” he added.
07/12/2018
The increased emphasis on regulatory data requires a different approach to change management
07/11/2018
Drumm plead guilty to the 10 charges which involve the “Maple 10” businessmen
07/11/2018
The SMCR allows someone to cover for a senior manager, without being approved by the FCA
07/11/2018
He said firms using consumers' data needed to engender more trust
07/11/2018
The initiative comes at a time when women face many challenges in the market regarding how they are valued
07/10/2018
The report added that Iran had told the German Financial Supervisory Authority (BaFin) that it needed the cash from the accounts "to pass on to Iranian citizens who require cash while travelling abroad, given their inability to access recognized cred
07/10/2018
The heads of government from the Caribbean Community member states backed that position during a conference last week in Kingston, Jamaica, voicing their own disapproval for the U.K.’s approach to the issue.
07/10/2018
The bank’s move is another sign of Lithuania’s increasing importance as a tech hub.
07/10/2018
Consequently, 69% of law firms see Deloitte, PwC, KPMG and EY as major threats to their market share, following successful forays into a host of other segments by the gang of four.