11/09/2018
Where the conditions for setting up an AML/CFT college are not met, the Guidelines propose that supervisors will continue their cooperation and information exchange on a bilateral basis and formalise this process.
11/09/2018
The MCBI program requires applicants to make a defined economic contribution to the country through its Public Investment Fund.
11/08/2018
Regulations would force lenders to inform customers they can make new claims
11/08/2018
Known as the Single Supervisory Mechanism (SSM), the regulator was created in 2014 to avoid a repeat of the global financial and then eurozone debt crises that brought the euro to the brink of collapse.
11/08/2018
A judge in the principality has been investigating whether Rybolovlev sought to influence law enforcement officials in his long-running dispute with Swiss art dealer Yves Bouvier.
11/08/2018
The Sanctions Orders generally restrain persons from dealing in funds or economic resources owned or controlled by, or making funds or economic resources available to, persons or entities listed under the Order.
11/08/2018
The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access an
11/08/2018
The PRA was not informed about the DFS action until after the publication of the consent order.
11/08/2018
“It is important to note that this issue concerns past deeds and that the risk is now over."
11/07/2018
Monaco qualified for the Champions League in 2014 after finishing second in Ligue 1, and were looking for new revenue streams that would enable them to comply with FFP.
11/07/2018
A top executive at HSBC is being probed by city regulator the Financial Conduct Authority (FCA).
11/07/2018
One of the key areas within the document relates to companies in some instances being given the choice to disclose commission either as a percentage of the investment or a monetary amount.
11/07/2018
International regulations are pushing all jurisdictions to show that the companies resident in those jurisdictions have substance.
11/07/2018
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.
11/07/2018
Study reveals weaknesses in controlling cash movements at ports of entry
11/07/2018
The Tribunal ruled that both had acted without integrity and had failed to deal with the FCA’s predecessor the Financial Services Authority in an open and cooperative way.
11/07/2018
The UK adviser ‘knowingly took people’s money (£200k) for investments he knew were never viable’
11/07/2018
Mrs Pomphret was a keen horsewoman and a registered volunteer with British Dressage.
11/07/2018
Choucair, 39, has been a Tramp member since 2001, and, according to prosecutors, took Abdel-Malek to the club after she gave him information on deals UBS was working on.
11/07/2018
Jeffrey and all the team will remain, and indeed will be added to, with a personal service from highly skilled solicitors and support teams we hope to become the solicitors of choice.