02/01/2018
The final report replaces the liquidity risk management framework contained in IOSCO´s 2013 report Principles of Liquidity Risk Management for Collective Investment Schemes.
01/30/2018
Until very recently it looked inevitable that the FCA’s IFA register would fall by the wayside, despite opposition from advisers and the industry.
01/30/2018
Shell firms were advertised as "Scottish zero-tax offshore companies" across the European Union.
01/29/2018
Casey Quirk is making a pitch for consolidating fund management groups on the continent
01/29/2018
The High Court has granted permission for the bank to appeal the decision.
01/29/2018
Beneficial owner shall be registered until January 1st, 2019
01/29/2018
The investigation will be conducted as quickly and thoroughly as possible
01/29/2018
Deutsche Bank and UBS have agreed to pay $30m and $15m respectively to settle the civil charges in the case
01/29/2018
The Treasury is introducing a stealth tax this month that could affect 11.6 million savers.
01/29/2018
The Isle of Man Financial Services Authority is taking a “proactive initiative” to clamp down on financial services professionals conducting regulated activities without a licence.
01/29/2018
High Court of the Chancery Justice Vivien Rose denied the media companies’ joint request to move the case from the Chancery Division’s business list
01/28/2018
Bank says it did not have dealings with Panama companies
01/28/2018
Whenever fund managers buy or sell a share, they incur transaction costs such as stockbrokers’ commission.
01/28/2018
“I’m not selling my home any more,”
01/26/2018
DBRS expects three likely loan securitisations in Ireland this year, worth a total of between €600m and €900m.
01/26/2018
The FCA has therefore fined IBUK £1,049,412.
01/26/2018
EIOPA highlights as an important practical limitation the consistency between the definition of a group and the scope of supervisory powers.
01/26/2018
The transaction is an excellent example of Appleby’s local expertise and transactional support provided by our pragmatic, client-centric and solution driven Crown Dependencies team.
01/26/2018
These Decision Notices are therefore provisional (so far as they refer to OIL) in light of the challenge being made in the Tribunal by OIL as a third party.
01/25/2018
Herbert Smith Freehills - Financial regulation update