08/11/2017
Based on a review of data from a number of UK platforms, the paper concludes that best buy lists favour funds with a low cost to investors, but also favour affiliated funds and those which pay greater commission rates to platforms.
08/11/2017
Protocol solutions have not previously been seen in the loan markets and are unlikely to provide a total solution in any event.
08/11/2017
A large proportion of those failing to produce a statement involved schemes with fewer than 100 members but some were large employers.
08/11/2017
Fifty one employers have been issued with escalating penalty notices from The Pensions Regulator
08/11/2017
He is wanted by the United States on suspicion of computer abuse and fraud and on another count of electronic fraud
08/11/2017
Eric Bellquist has been arrested and released on bail but says he has proof he was in the US at the time of the incident
08/10/2017
There are many mouths to feed on the asset management gravy train – but it’s the customer at the end of the line who always seems to pick up the tab. It shouldn't be like this, argues Anthony Morrow
08/10/2017
The SRB was set up at the same time, consisting of representatives from relevant national authorities
08/10/2017
Failure to do so in this new regulatory environment could result in a less than smooth passage through the space-time continuum!
08/09/2017
MiFID II: updated ESMA guidelines on transaction reporting, order record keeping and clock synchronisation
08/09/2017
ESMA emphasises that none of the corrections aims to alter the substance or policy provisions of the Guidelines originally published on 10 October 2016.
08/09/2017
The bank decided a day after the disaster that there was no capacity to lend the cash.
08/09/2017
Its investigation concluded that the transaction would not raise competition concerns.
08/09/2017
The FCA, in handing down the ban, said that the actions of the firm created an inherent risk that underlying customers would receive unsuitable advice.
08/08/2017
The Guardian reported earlier this year on a Russian money laundering scheme dubbed 'the Laundromat'.
08/08/2017
In the nearly 18 months following that raid and the numerous arrests made at that time, very little information about this money laundering investigation became known publically.
08/08/2017
Regulator calls for closure of loophole used by Italy to spare bondholders
08/08/2017
Clearing of derivatives will never be pushed out of its natural home by bureaucrats.
08/08/2017
Turnover for the combined mid-market firm will exceed £30m in 2017/18, two thirds of which will be in Sussex and Surrey.
08/08/2017
Our new partnership with The Compliance Foundation and Xyone Cyber Security gives businesses the legal, compliance and IT tools to meet this challenge all in one place.