12/15/2017
Prior to Robeco, Hong Kong-based investment firm Oasis Management Company and U.S. investment firm Dalton Investments LLC officially announced to support Korea’s stewardship code
12/15/2017
If firms have made no real attempt to be ready for the regulation, the FCA has said it could take enforcement action against them.
12/15/2017
Amsterdam Trade Bank is suspected of violating anti-money laundering laws by withholding information on “unusual transactions” made by clients
12/14/2017
The FCA and PRA have published consultations relating to the extension of the Senior Managers and Certification Regime (SMCR). The date for the implementation of the new rules will be announced and set by HM Treasury (HMT) in due course.
12/14/2017
This has restored Cyprus's reputation among private investors as an investment hub that offers a vast array of opportunities.
12/14/2017
The investors are advised by Knight Frank Investment Management, and Ogier worked with lead counsel Ashurst.
12/14/2017
Industry complains over outspoken criticism of hidden costs
12/14/2017
The combination of advancing technology and seismic shifts in the legal market has seen the growth of niche law firms across the legal sector, including here in the North East.
12/13/2017
PRA policy statement on Pillar 2A capital requirements and disclosure
12/13/2017
This is welcome news for firms who are focussing on finalising and implementing new internal processes.
12/13/2017
In addition, the SEC noted that the exchanges upon which tokens are traded in the secondary market would have to be registered with the SEC
12/13/2017
The Post Office is also part of the Banking Protocol.
12/13/2017
The claimant has applied to the Court of Appeal for permission to appeal.
12/13/2017
All money recovered from Mr Peters will be used to compensate the victims of his crimes.
12/13/2017
There are very few other jurisdictions which can compete with that sort of depth and breadth of alternative fund experience and capability.
12/13/2017
Officially the guidelines will apply from 13 January 2018
12/13/2017
Credit Mutuel Arkea said in a statement it contested the interpretation of the European law and it would appeal.
12/12/2017
Barker argued that a reasonably careful firm, with the expertise it claimed to have, should have warned him of the risks associated with the scheme and the chance that his family members would be excluded from the benefits.
12/12/2017
Under the new regulatory framework, every institution is expected to have an individual LEI
12/12/2017
Due to reporting restrictions the defendants cannot yet be named.