09/15/2017
The FCA has confirmed its final decision to make a market investigation reference (MIR) to the Competition and Markets Authority (CMA) regarding investment consultancy services and fiduciary management services.
09/15/2017
They should coordinate national technological innovation tools such as innovation hubs or regulatory sandboxes.
09/15/2017
Central bank not convinced digital currencies are a good idea
09/15/2017
This business, which holds all UK assets on behalf of Beaufort Securities, had £65 million in client money as at December 2016, according to the firm’s latest accounts.
09/15/2017
The reason for the split is a serious breach of trust within the government.
09/14/2017
The prospect that the plaintiff's loss was caused by the alleged misrepresentations decreases.
09/14/2017
HMT policy paper on changes to the scope and administration of the Bank Levy
09/14/2017
FCA acts on concerns over industry advising on £1.6tn of pension and insurance assets
09/14/2017
The state had purchased a stolen data CD containing details on German clients of Swiss banks
09/14/2017
Drake said that Bond Dickinson had been looking to expand via an alliance as opposed to a full merger.
09/14/2017
In addition to the rule of thumb, better apps and online tools are needed to help people work out just what all their different savings pots add up to
09/14/2017
Partners warn firms will have to ramp up their due diligence efforts ahead of new legislation coming into force at the end of the month
09/14/2017
The association advocates open markets and insists on recognition by the EU of equivalence for relevant Swiss laws.
09/13/2017
The FCA has launched a webpage on RegTech detailing its approach and current activities, including recently developed work programmes.
09/13/2017
Hogan Lovells advising Lloyds Banking Group as collapsed PR agency's biggest lender
09/13/2017
The Luxembourg unit of ICBC holds the lender’s EU bank licence and is responsible for supervising the Madrid branch.
09/13/2017
The investigation was into whether Standard Chartered took adequate steps to prevent or stop the alleged misconduct.
09/12/2017
FCA update to MiFID II notification obligations for firms
09/12/2017
Defendant Involved in the Sale of Over $1 Billion in Deutsche Bank Residential Mortgage-Backed Securities
09/12/2017
Some ICOs feature parallels with Initial Public Offerings, private placement of securities, crowdfunding or even collective investment schemes.