09/30/2016
Ex-BlackRock Fund Manager Mark Lyttleton Charged With Insider Trading
Mark Lyttleton, who previously ran a £2bn fund for the asset manager’s UK unit, has been charged with three counts of insider dealing
09/30/2016
Debevoise Advises MBIA in the Sale of its UK Subsidiary to Assured
Employment advice was provided by London associate Christopher Garrett.
09/29/2016
Eureeca is seeking to expand its services and investment offerings across Europe
09/29/2016
The FCA said that most firms provided statements of responsibilities identifying who was ultimately accountable
09/29/2016
The lender will be declaring its second quarter results on October 25.
09/29/2016
The FCA has marked six months since the implementation of the Senior Managers’ and Certification Regime (SM&CR) by providing feedback on implementation so far and proposing measures to further strengthen the regime (see below). The proposed rule
09/29/2016
This monitoring will include seeking feedback from interested stakeholders via a new Code Consultative Group.
09/29/2016
Former BlackRock fund manager charged with insider dealing
His wife, who was also arrested in 2013, has not been charged.
09/29/2016
MiFID II, which comes into effect on 3 January 2018, updates and improves rules governing the way capital markets function, contributes to the reform of derivatives markets and strengthens transparency of trading. These further the aim of making financia
09/29/2016
To pursue recoveries against financial firms that we maintain contributed to the corporate crisis
09/28/2016
Panmure’s pre-tax profit reached £0.3m from a loss of £0.2m in the same period last year and a “disappointing” 2015.
09/28/2016
Culture is not a tangible thing that can be taken down from a shelf and inspected.
09/28/2016
Mr Donaghy is launching a business consultancy firm
09/28/2016
Despite taking evidence for several months, the LuxLeaks investigation has, so far, failed to put an end to the schemes.
09/28/2016
RBS sold the securities to two credit unions, which failed after the US housing bubble burst in 2008.
09/28/2016
The Guidance published today identifies 19 of the total 29 Basel Core Principles where additional guidance is needed in the application of the Core Principles to the supervision of financial institutions engaged in serving the financially unserved and und
09/28/2016
This issue outlines the FCA's findings from the Market Maker Review
09/28/2016
Value of the U.K. government’s stake in the lender has fallen drastically since the Brexit vote
09/27/2016
He is reluctant to raise extra capital at a time when Deutsche's share price is so low.
09/27/2016
It appears that it still has to get its own house in order.