10/06/2016
MiFID II has introduced product governance requirements to ensure that firms which manufacture and distribute financial instruments act in the clients’ best interests during all the stages of the life-cycle of products or services.
10/06/2016
Hosking has accepted wrongdoing, apologized and agreed to pay about 1.3 million pounds in damages
10/05/2016
The IMF warned that protectionist policies could have major consequences for global trade flows
10/05/2016
The Commission wants all EU citizens to be assured that its Commissioners act exclusively in the interests of Europe
10/05/2016
The Fund expects the UK economy to grow by 1.8pc in 2016.
10/05/2016
The SEC is alleging via its order that the firm did not develop and implement policies and procedures that would have adequately educated and trained UBS registered representatives
10/05/2016
The European Commission has published a delegated regulation supplementing the European Market Infrastructure Regulation (EMIR) with regard to regulatory technical standards for risk-mitigation techniques for over-the-counter (OTC) derivative contracts no
10/05/2016
“Aviva outsourced the administration of client money and external reconciliations in relation to custody assets, but failed to ensure that it had adequate controls and oversight arrangements to effectively control these outsourced activities. With o
10/05/2016
The OAG, which has been running an investigation around 1MDB for more than a year, said evidence allegedly now showed fresh suspect transactions involving the Swiss financial sector.
10/04/2016
Dark pools let traders keep the price and volume of orders hidden and anonymous until a deal is complete
10/04/2016
The PRA has published its regulatory digest for September 2016, summing up the main regulatory developments from the past month.
10/04/2016
The bank’s Corporate and Institutional Banking business will be called NatWest Markets Plc and will be the non ring-fenced entity
10/04/2016
In April 2015 the BVI, the Cayman Islands and certain other jurisdictions were removed from Italy’s blacklist of jurisdictions.
10/03/2016
It is expected to provide seven per cent. of the UK’s electricity needs and operate for 60 years.
10/03/2016
Offshore firm boss to file multi-million euro lawsuit over boardroom ban
David Cosgrove's company, Belvedere Management Limited, had its management licence revoked by the financial regulator in Mauritius
10/03/2016
An examining magistrate in Milan set the date for the start of the trial as December 15, Ansa news agency reported.
10/03/2016
The European Securities and Markets Authority issued a paper on draft technical standards regarding the Securities Financing Transaction Regulation
10/03/2016
The Competition and Markets Authority (CMA) has launched a market study into digital comparison tools (DCTs) to see how they are working for consumers, business and the economy. T
10/03/2016
Tesco declined to comment on the case.
10/02/2016
The Bank of Portugal will be responsible for issuing and updating a list of relevant offshore locations based on the information regularly provided by the banks and other institutions