09/01/2014
Over the three months to 5 August 2014, rankings leader Pinsent Masons increased its total number of Aim-listed clients from 56 to 60, leaving its two closest rivals playing catch up - Carey Olsen with 44 and Memery Crystal with 43 clients.
08/29/2014
The Financial Conduct Authority has fined Craig Cameron £350,000 and banned him from any involvement in FCA authorised firms, after it found that he lacked honesty and integrity in relation to the promotion of three unregulated collective investment
08/28/2014
With the future funding capability of the Northern Rock Foundation still uncertain, charities in the North East may face the loss of a valuable, significant North East focussed donor.
08/28/2014
The failure, which affected all Deutsche’s Equity Swap CFD transaction reports in this period, breaches FCA rules on transaction reporting.
08/27/2014
The issues with the sales process included affordability assessments failing to consider the full extent of a customer’s budget when making a recommendation, failing to advise customers who were looking to consolidate debt properly and not advising
08/27/2014
US firms Paul Hastings and Weil, Gotshal & Manges have won lead roles on the OCEAN Holding acquisition of German mortgage bank Düsseldorfer Hypothekenbank, from the US investor Lone Star, in what is the largest German bank takeover since the econ
08/27/2014
Lagarde, who was finance minister at the time, referred the case to a three-person arbitration committee