09/01/2014

Aim and fire: how to make your mark on the Aim rankings

Over the three months to 5 August 2014, rankings leader Pinsent Masons increased its total number of Aim-listed clients from 56 to 60, leaving its two closest rivals playing catch up - Carey Olsen with 44 and Memery Crystal with 43 clients.

08/29/2014

FCA bans and fines adviser £350k for Ucis failings

The Financial Conduct Authority has fined Craig Cameron £350,000 and banned him from any involvement in FCA authorised firms, after it found that he lacked honesty and integrity in relation to the promotion of three unregulated collective investment

08/27/2014

RBS and NatWest fined £15 million for mortgage advice failures

The issues with the sales process included affordability assessments failing to consider the full extent of a customer’s budget when making a recommendation, failing to advise customers who were looking to consolidate debt properly and not advising