03/20/2015
KBC has been informed by the European Central Bank of its decision establishing prudential requirements, which sets the following minimum requirements for capital and liquidity for the KBC group and its main banking entities
03/20/2015
TMI provided advice to customers on transferring their existing pension funds into unregulated investments
03/20/2015
The dawn raids, furtive City pub meetings and evidence of lavish gifts that led to Julian Rifat, Graeme Shelley and Paul Milsom being sentenced for insider trading
03/20/2015
German financial watchdog BaFin on Friday slapped a record fine of €3.25 million ($US3.5 million) on BlackRock Inc for misrepresenting its stakes in almost 50 of the country's largest companies over several years
03/20/2015
Prudential Regulatory Authority levied fines last year and part of rebate to other banks will be paid out of penalties
03/20/2015
Italian authorities are probing allegations of “unauthorized exercise of financial activity” and related offenses, according to the annual report.
03/19/2015
She also has considerable experience in advising clients on the regulatory aspects of transactions
03/19/2015
Since 2008-09, the firm’s revenue from international offices has grown 41%. At the same time, non-UK based partner numbers have grown by 195%.
03/19/2015
The Budget that wasn't Much was expected of George Osborne when he got to his feet today to reveal the details of a hotly anticipated Budget - would it be an election giveaway, a vote winner, a last hurrah or preparation for another five years? Wel
03/19/2015
Seeking to enforce and make demand under a personal guarantee can be a minefield and we have previously written on the execution requirements of a guarantee and the importance of the guarantor obtaining independent legal advice: please see our briefing pa
03/19/2015
Jersey’s ambitions to position itself as a leading FinTech jurisdiction and how digital innovation could assist Jersey’s finance industry with growing due diligence obligations formed the focus of an event hosted by Jersey Finance recently.
03/19/2015
Mr Smith also regularly appears on BBC Saturday Kitchen and is listed in Debrett's 500 2015
03/19/2015
It was a great honour to be nominated for this prestigious award which acknowledges the work of in-house legal departments
03/19/2015
The announcement is the government's first major attempt to grapple with the regulatory and consumer safety issues surrounding digital currencies
03/19/2015
By way of background, MiFiD addresses best execution in two Articles, 21 and 44.
03/19/2015
High regulatory costs are apparently here to stay
03/19/2015
ESMA reviewed how the thirty financial authorities across the EU have implemented its guidelines on automated trading into their day-to-day supervision of trading platforms. The guidelines set out systems and controls requirements for investment firms and
03/18/2015
This penalty was introduced by the Finance Act 2007.
03/18/2015
After surpassing revenue targets two years early last summer, high-flying City firm Mishcon de Reya has kick-started the process for its firmwide strategy review and is currently interviewing external consultants to help shape its vision.
03/18/2015
Two banks expected to pay as much as a combined $800 million to settle lawsuit