06/09/2014
The purpose of the conference is to encourage international co-operation between securities authorities in order to protect investors
06/06/2014
Italy's NCTM bolts on Rome TMT and finance boutique
While the firm has a focus on TMT and data protection, it also provides advice in other areas such as structured finance
06/05/2014
Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.
06/05/2014
Guernsey already regulates its corporate service providers who are required to keep records on beneficial ownership and so we believe that we are in many ways ahead of the curve.
06/05/2014
The email trail tends to dry up at middle management
06/04/2014
Chadbourne appoints new project finance lawyer in London
She is joining Chadbourne from KG Law Firm, Greece’s largest multidisciplinary law firm.
06/04/2014
The Speechlys team was led by head of private equity Malcolm MacDougall
06/04/2014
Regulators "have listened too much to banks and others who argue that if you try to do something like this we won’t be able to conduct a banking business
06/04/2014
If there is a an error or a violation then it's normal that there is a fine
06/04/2014
He argued at trial that managers at Zurich-based UBS pushed him to take too many risks and that rule-breaking at the bank was rampant
06/04/2014
Britain will seek to boost the integrity of London's financial markets in response to a scandal in foreign exchange markets.
06/03/2014
Stringent new rules on the use of dealing commissions, introduced by the UK financial regulator, have forced fund managers to bolster their internal compliance systems and increase transparency on research costs, with some implementing global changes.
06/03/2014
Linic told the press on May 29 that his replacement was the result of a "media conspiracy"
06/03/2014
The expert in relations between Cuba and the United States recalled that when Barack Obama was running for president, he admitted a total failure of policy towards the Caribbean nation and promised to find a new direction.
06/03/2014
I want to start with a sincere thank you to the insurance industry for its positive engagement with the FCA over a year of significant change.
06/03/2014
Speechly Bircham boosts Paris team
Her arrival observes a strategic bridge to an offering that is already firmly focused on serving private equity investors and corporates, as well as tax planning, corporate and litigation services for wealthy families and entrepreneurs.
06/03/2014
The regulator said that the consultation fulfilled its commitment to openness and transparency. A second consultation will follow this one.
06/02/2014
They were convicted of using €28.6m of the state aid for retirement plans that they granted themselves before the bank was bought.
06/02/2014
UBS Belgium, the bank’s local arm, helped to organize the transfer of large amounts of money to Switzerland
06/02/2014
The other source said Lawsky was not expected to want the bank’s top two or three executives fired