01/08/2014
Deutsche Bank AG, Europe’s biggest investment bank by revenue, will review whether to punish senior employees including Alan Cloete for their roles in the interest- rate rigging scandal
01/08/2014
Following this market abuse investigation, financial regulators in both the UK and US have reported more instances of tip-offs relating to potential illegal behaviours within the industry.
01/08/2014
RBS is said to be among nine banks being investigated for selling subprime mortgages
01/08/2014
The framework recognises that SIFIs vary in their structures and activities, and that systemic importance and impact upon distress or failure can vary significantly across sectors.
01/07/2014
Investment firms selling complicated derivatives have faced lawsuits around the world from customers baffled by losses that followed the collapse of Lehman Brothers Holdings Inc. in 2008. In the U.K., thousands of small businesses have sued lenders over i
01/07/2014
This revelation comes at a time when data and employee privacy issues, often triggered by investigations, are dominating the headlines and major corporations are facing increased regulatory scrutiny around anti-bribery and corruption legislation
01/07/2014
The offences were committed between April 2009 and March 2012.
01/07/2014
Pollack previously headed up the disputes practice at legacy SJ Berwin.
01/07/2014
The subsidiary pleaded guilty last April to wire fraud and admitted its role in manipulating the Japanese Yen London interbank offered rate, or LIBOR.
01/07/2014
he United States would like to see Europe do more to build up its backstops and bank capital, U.S. Treasury Secretary Jack Lew said on Tuesday in Paris, insisting it would be good for the European economy.
01/06/2014
Last year we offered our 13 regulatory reform predictions for 2013 and correctly predicted a year of intense rulemaking.
01/06/2014
BaFin launched a probe last year on which it is working with the Bundesbank and accountant Ernst & Young ERNY.UL, delving into suspected misconduct by individual traders and their counterparts at other banks.
01/06/2014
EU leaders and the European Parliament are at odds over how to wind down troubled banks. Bank resolution procedures are one pillar of the planned eurozone banking union.
01/06/2014
The launch of the investigation follows a two-month-long joint inquiry by the PRA and the FCA into the circumstances that led to the Co-op Bank’s troubles that will see the lender’s parent, the Co-op Group, give up control of the business to i
01/03/2014
Royal Bank of Scotland Group Plc settled lawsuits with Gary Cottle, the former head of risk at its investment banking division, over a 700,000-pound bonus.
01/01/2014
Ballast Nedam is a construction contractor accused of paying hundreds of millions in bribes to win large project contracts in Saudi Arabia
12/31/2013
He quit this year after missing out on the Bank's top job
12/31/2013
Eesti Pank will assess the need for additional capital requirements as part of the twice-yearly Financial Stability Review produced by the central bank.
12/30/2013
She will be responsible for managing and promoting more widely McClure Naismith’s portfolio of specialist Private Client services and expertise.
12/30/2013
We are receiving many reports from people who have been offered investments in graphene, which is a type of carbon that may one day be used in display screens, electrical circuits and batteries.