12/02/2022
The FCA has set out its approach to supervision and enforcement for dashboard operators, including on fees, regulatory reporting, record keeping, prudential requirements and conduct rules.
12/01/2022
The amount was previously disclosed in the mid-year report of the Julius Baer group.
12/01/2022
Prudential Regulation Authority (PRA) has published consultation paper CP16/22 setting out its proposed rules and expectations that cover the parts of the Basel III standards that remain to be implemented in the UK.
12/01/2022
The PRA will assess rates in 2023 based on the updated the Financial Policy Committee’s May 2022 framework
12/01/2022
This reporting requirement does not affect people who either have citizenship or permanent residency in Switzerland or the European Economic Area (EEA).
11/30/2022
The world of film and television focuses on the reckless and scandalous trope as – frankly – it makes for more exciting viewing.
11/30/2022
The alleged shortcomings related to Jyske Bank’s handling of several high-risk customers, as well as a failure to investigate suspicious transactions.
11/30/2022
The enforcement action taken by the Data Protection Commission (DPC) also includes an order for Meta to bring its personal data processing into compliance with the requirements.
11/30/2022
The NIS2 is likely to have effect in national legislation across the EU by early October 2024 at the latest.
11/30/2022
Scammers forge the name or number that comes up on an email, phone call or text so it appears to match that of a genuine firm.
11/30/2022
As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence.
11/30/2022
This was done on the understanding that the Yukos Group companies would then place large cash sums with Julius Baer from which Julius Baer could generate significant revenues.
11/30/2022
Governance is at the heart of the SBAI, forming the basis of its Alternative Investment Standards and seen throughout the practical guidance memos in its Toolbox.
11/30/2022
5Mins AI curates short-form video content from leading creators worldwide, designed to inspire employees, managers and leaders to unlock their personal and business potential.
11/29/2022
Specifically, the agreement will hugely benefit global providers of administration services to international corporations, trusts and funds.
11/29/2022
Strict rules affect high-earning professionals but help is at hand to cut through the red tape
11/29/2022
The decision was taken to wind the fund down after the uncertainty caused by the pandemic made it increasingly challenging to generate positive returns whilst also retaining enough liquidity to re-open the fund.
11/29/2022
“If it applies instead to reduce the scope of its permission, there will be no charge.”
11/29/2022
This proposes measures to reform Companies House and give the Registrar of Companies additional powers to maintain the accuracy of the UK’s record of companies.
11/28/2022
Bermuda has a comprehensive central register of beneficial ownership information, which is held and maintained by the Bermuda Monetary Authority.