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Legal, Regulation & Compliance

10/30/2023

Marsh McLennan wants to delist in the UK

Costs and administrative burden "disproportionate" to the benefits

10/30/2023

Bank of England expected to keep interest rates unchanged again

The base rate, which influences the interest that people pay on their mortgages, is widely expected to be kept at 5.25%, although markets see some chance that it could rise.

10/30/2023

TPR issues value for money warning to employers

“That can’t be right. Master trusts need to have the confidence that the market will allow them to compete in terms of value and returns.

10/30/2023

Digital 9 Infrastructure shareholder calls for strategic review by 3 November

Or EGM will be requisitioned

10/27/2023

Baker McKenzie legal advisor to Erik Penser Bank in divestment to Carnegie

The transaction is conditional upon receipt of customary regulatory clearances.

10/27/2023

Addleshaw Goddard: Financial Services & Banking News

The statement follows a change in legislation, in force from 8 October 2023, bringing cryptoasset promotions under the FCA remit.

10/27/2023

FCA decides against expanding access to FOS regime to 'larger' UK SMEs

The data suggests that the vast majority of small businesses can access the FOS should they need to.

10/26/2023

European Supervisory Authorities publish joint criteria on the independence of supervisory authorities

These authorities can in turn provide effective and adequate protection for customers and consumers of financial services ensuring confidence in the financial system.

10/26/2023

Carey Olsen named as a top offshore law firm by eprivateclient

Of the 42 offshore law firms to feature across three tiers, Carey Olsen has been placed in Tier 1 alongside seven other multi-jurisdictional law firms.

10/26/2023

ESA’s Joint Board of Appeal suspends the decision by the European Securities and Markets Authority

The Board finds that the appeal case is admissible and suspends the ESMA Decision.

10/25/2023

Review of rules extending SME access to the Financial Ombudsman Service

Our assessment looked at whether changes needed to be made to allow larger SMEs access to the ombudsman service.

10/25/2023

Babbé also recognised in Legal 500 and C&P

The firm had its Banking & Finance team acknowledged for the first time with a Tier 2 Legal 500 ranking, with team members also praised.

10/25/2023

Following the UK Finance fraud report Quilter reveals its Halloween CORPSE scam avoidance framework

Louise Cockburn information security awareness and culture manager at Quilter, below talks through Quilter’s CORPSE scam framework

10/24/2023

International Tax Review recognizes Dentons among world's leading tax practices

The annual World Transfer Pricing directory is a part of the ITR group.

10/24/2023

Hogan Lovells advises Sartorius Group on a GBP 3.5 million investment in SPARTA Biodiscovery Ltd.

SPARTA Discovery's analysis platform helps to speed up the development, manufacture, and quality control of nanoparticles for biopharmaceutical drugs.

10/24/2023

UK firm declared in default in regard to pension advice

With FSCS receiving 14 claims

10/24/2023

EU and UK Regulatory Update for Fund Sponsors

Routes to marketing in Europe vary among sponsors.

10/23/2023

EBA and ESMA consult on two sets of joint guidelines under MiCA

The consultation runs until 22 January 2024.

10/23/2023

UBS Supports World's Oldest Bank

The commitments agreed to with European Union competition authorities as part of the 5.4 billion euro

10/23/2023

Dentons advises P3 Logistic Parks on acquisition of development asset in Emmen, the Netherlands

P3 has commercial activities in 11 countries and has been investing and developing in European markets for almost two decades.

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