10/05/2022
UBS Hit with Another US Fine
Although UBS conducted annual reviews of its systems, it failed to identify the improper treatment of shares associated with long-selling activities by clients.
10/05/2022
Although UBS conducted annual reviews of its systems, it failed to identify the improper treatment of shares associated with long-selling activities by clients.
10/05/2022
The advice firm which received this letter also showed FTAdviser a separate email, sent by the FSCS earlier this year.
10/04/2022
ADR legislation must reflect the need for redress mechanisms that are swift and uncomplicated in the context of digital markets.
10/04/2022
These findings reflect the high degree of openness of the EU economy within the global financial system.
10/03/2022
Resolution of a dispute by agreement can save legal costs, and settlement also allows the parties to focus again on their business.
10/03/2022
Under the new rules, employees dismissed unfairly could expect to receive between one- and 20-months’ gross salary, depending on the length of their service.
10/03/2022
More BoE intervention will be required if tax-cutting plans remain unfunded after 14 October says Barry O’Dwyer.
10/03/2022
Speculation driven by statement
09/30/2022
The strength and depth of the Withers team is particularly impressive.
09/30/2022
Prior to the introduction of the off payroll working rules, the IR35 regime applied universally.
09/30/2022
After 30 September, it will no longer be possible to complete right to work checks remotely by using a video call to verify documents.
09/30/2022
The FOS emphasises that although the UCIS themselves are unregulated, advising on or arranging an investment of this kind may itself be a regulated activity.
09/30/2022
Many of the firm’s lawyers have been benchmarked against others in the UK and London, continuing to be recognised as experts within their fields.
09/30/2022
Given remotely at a conference by the Lietuvos bankas and the Bank for International Settlements (BIS) on the “Future of Central Banking”
09/30/2022
Deloitte’s rival Big Four firm EY is putting plans to split the firm between audit and consulting to a partner vote later this year.
09/30/2022
With many struggling through a cost of living crisis, now is not the time to ask people to find extra money for their pensions.
09/29/2022
The two partner institutions have a large portfolio of common development operations on three continents – Europe, Asia and Africa.
09/29/2022
The report presents the feedback received from the call for evidence, which concluded in March 2022 and provides its recommendations going forward.
09/29/2022
HM Treasury responds to the Bank of England’s intervention to support financial stability
09/28/2022
Dealing with this can sap your resources and divert focus away from the more rewarding work of helping new and existing firms to thrive and grow.