08/23/2022
The purpose of this letter is to remind lenders and merchants who offer BNPL agreements that they must meet regulatory obligations when promoting those agreements, or risk committing a criminal offence.
08/23/2022
These emergency rules increase the likelihood that former BSPS members will get compensation directly from firms for any losses they suffered from being given unsuitable pension transfer advice.
08/23/2022
Two months later, Bartosik submitted a complaint to Police Scotland, claiming that officers had failed to record and investigate the allegations and had not responded to his report.
08/23/2022
These so-called ‘hidden employees’ include workers who are paid by businesses on a self-employed basis, as well as those who are paid through a personal service company and fall within the tax rules for off-payroll workers – known
08/23/2022
Ms M complained after she invested £20,000 in Blackmore Bond and £20,000 in London Capital & Finance following an email exchange with a Tilney adviser.
08/23/2022
The license corresponds with the package of sanctions imposed against the Russian Federation.
08/22/2022
The FCA investigated the circumstances that led to Premier FX's insolvency.
08/22/2022
Citigroup Global Markets’ flawed implementation resulted in significant gaps in its arrangements, systems, and procedures for additional trade surveillance.
08/22/2022
Unauthorised firms might be committing a criminal offence if they don’t have an FCA-authorised firm approve their financial promotions.
08/22/2022
Cryptocurrency fraud claims have increased in volume significantly over the last 12 to 18 months
08/22/2022
The Teesside Pension Fund (TPF) has agreed to invest up to £48 million to support the bank’s growth plans.
08/22/2022
The loan of €5 million is the first transaction in Poland under the Bank’s Digital Approach
08/22/2022
The High Court initially granted the confiscation order against Andrewes.
08/22/2022
These rules mandated that firms monitored all trading activity across a wide range of markets and instruments.
08/19/2022
It has around 4,000 staff overseeing firms from financial advisers and pension providers to asset managers and large high street banks.
08/19/2022
MIFID II changes will apply to investment managers operating on a cross-border basis, and European advisers, but not to UK advisers or asset managers.
08/19/2022
Chief risk and compliance officer (UK) Stephen Bell has been appointed as the country head for Northern Ireland.
08/19/2022
Husband and wife directors disqualified after taking customers’ payments while knowing the business was insolvent.
08/19/2022
The Commission has removed Achiezer from the register of charities, and removed two of the charity’s trustees.
08/19/2022
The MiFID II regulations that came into effect in Europe in January 2018 unbundled trading and research and pushed almost all European asset managers into paying for investment research in cash.