12/27/2024
The AMF’s study of seven French financial institutions and their European counterparts highlights a lack of coherence between taxonomy reporting, ESG strategies, and other corporate disclosures.
12/27/2024
Deutsche Bank Securities has agreed to pay a $4 million civil penalty to settle the SEC’s charges.
12/27/2024
The Crown Dependencies have company beneficial ownership registers and they share data from these with UK law enforcement via the Exchange of Notes arrangements.
12/27/2024
This means the firm is no longer trading.
12/27/2024
“STEP Asia was a highlight to end the last quarter of 2024,” said Lawrence.
12/24/2024
But let’s not get too excited—this is Germany, after all, where regulation is the order of the day, and every action is measured.
12/23/2024
Earlier this year the UK financial regulator handed FNZ a so-called ‘section 166’ notice, triggering a review by an independent ‘skilled person’.
12/23/2024
In practice these documents were often complex, unclear, and could miss important points.
12/23/2024
The operations were conducted because the individuals are suspected of being involved in debt and claims management activities when they were not authorised by the FCA to do so.
12/23/2024
Asset manager looks for at least £27m in damages on back of investments in high-risk bonds.
12/20/2024
The recommendations in the report and their associated action items are a timely and practical push for increased harmonisation of APIs in cross-border payments.
12/20/2024
Collateral offered peer-to-peer style investments. Its directors were able to fraudulently change details about the firms’ public entry on the FCA’s interim permission register.
12/20/2024
Net interest income and net trading income negatively contributed to the change in ROE.
12/20/2024
In its report for the attention of the Federal Assembly, the Federal Council sets out its position on the PInC's recommendations, motions and postulates.
12/20/2024
Statement by the Prudential Regulation Authority
12/19/2024
Dutch prosecutors have announced that they will not be pursuing criminal charges against former executives of ING and ABN Amro.
12/19/2024
Review the summaries of last year’s publications below, and be prepared to stay informed and to navigate a promising new year in real estate with us.
12/19/2024
The RTS set out the requirements with which Loan-Originating AIFs are to comply in order to maintain an open-ended structure.
12/19/2024
The FCA alleges Mr Dance laundered the proceeds of his criminality through his personal and business bank accounts
12/19/2024
The new legal structure is also expected to benefit SEB’s retail customers in the Baltic region.