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Legal, Regulation & Compliance

08/18/2025

FCA sacked 12 staff for misconduct in 3 years

A total of 12 were sacked and 26 members of staff were issued with written warnings.

08/18/2025

Govt to consider benefits of linking state pension to life expectancy

Advisers shouldn’t base their career decisions on salary alone.

08/15/2025

Supervision of internal models evolves with regulatory developments

The guide to internal models, updated in July 2025, clarifies the ECB’s expectations in relation to EU legal requirements for banks

08/15/2025

UK AML registration rules every business must know

Anti-money laundering checks, or AML checks, are measures introduced by the government to prevent illicit economic activity.

08/15/2025

New SEB fund to invest in Europe’s defence and security

Europe is facing a new reality marked by a deteriorating security environment.

08/14/2025

Whistleblowing quarterly data 2025 Q2

This could be harm to consumers, to markets, to the UK economy or to wider society.

08/14/2025

UK and EU Money Laundering Risk Assessments 2025: Key Findings for Asset Managers

Both documents review developments between 2022 and 2024 and are intended to guide supervisory priorities and inform the risk management frameworks of regulated firms across the UK and EU.

08/14/2025

Neil Woodford and Andrew Bailey: Should the latter survive the former?

As the FCA hands out fines to Neil Woodford and his firm, Richard Buxton says the regulator needs to take its share of the blame for being asleep at the wheel as the crisis unfolded.

08/14/2025

FCA receives record 315 whistleblowing reports between April and June

The surge highlights growing staff and public confidence in raising concerns about wrongdoing in the financial sector.

08/14/2025

Eversheds Sutherland advises Pulse Clean Energy on multi-million-pound finance package

Pulse Clean Energy has established itself as a leading developer and operator of battery storage in the UK, with a planned operational capacity of over 2GWh by 2030.

08/13/2025

FSCS confirms five firms were declared in default in June and July 2025

If a regulated financial firm is no longer trading and cannot pay a customer’s claim, FSCS can step in to pay compensation if certain requirements are met.

08/13/2025

Blake Morgan Partner Recognised in 2025 Chambers High Net Worth Guide

The Chambers High Net Worth Guide identifies and ranks top-performing lawyers and firms working with high net-worth individuals and their advisers.

08/13/2025

Financial Ombudsman Service consults on changes to its case fees

Some businesses believe this is unfair when they are settling complaints earlier in the process.

08/12/2025

FCA to streamline sustainability reporting for asset managers

The regulator has updated its sustainability reporting requirements webpage, offering guidance on efficient reporting under both TCFD and SDR rules.

08/12/2025

Policy statement: The Appointed Representatives Regime

This policy statement sets out the government’s overall policy approach for regulation of Appointed Representatives carrying on regulated financial services activity in the UK.

08/12/2025

First-quarter of 2025 supervisory data shows that the EU/EEA banking sector remains robust, despite increased cost of risk, the EBA Risk Dashboard finds

EU/EEA banks reported non-performing loans (NPLs) totalling EUR 377.8 billion, consistent with the prior quarter's figures.

08/12/2025

SupTech can make anti-money laundering and countering the financing of terrorism supervision more effective, the EBA finds

The EBA will continue to support NCAs and AMLA in strengthening their use of technology and fostering innovation in AML/CFT supervision across the EU.

08/12/2025

UK jobs market losing momentum piling pressure on BoE for another cut

Hiring conditions have been softening for months in the wake of employer National Insurance changes and a cooling economy.

08/11/2025

The EBA amends technical standards specifying the data collection for the 2026 benchmarking exercise

In the area of credit risk, the EBA is suggesting only minor changes.

08/11/2025

St James’s Place under renewed fire over exit fees

New customers sold products with high charges days before new fee structure takes effect

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