05/09/2024
The RTS on authorisation lay down the information requirements to be included when applying for authorisation to offer to the public or seek admission to trading of an ART
05/09/2024
Aegon pensions director Steven Cameron said dashboards have the potential to create a “step change” in pension engagement.
05/09/2024
Monetary Policy Summary and minutes of the Monetary Policy Committee meeting
05/08/2024
The decision following two separate instances of providing incorrect information about clients’ cash
05/08/2024
The license enables us to better serve our clients across Vistra globally, strengthening our foothold within Europe and opening the Irish market so that we can contribute to the growth ambitions of new and existing fund clients.
05/07/2024
It said it will support consolidation in the pensions market where it offers value and security to savers.
05/07/2024
Although Accenture argued Mr Lacy's application did not meet the high threshold necessary for a strike-out or deposit order to be awarded, the tribunal disagreed.
05/07/2024
In addition, between June and July 2021, Mr Lewis provided misleading information to a further client purporting that Shard held substantial sums on its behalf.
05/03/2024
39 fraudsters were involved who cost the victims potentially more than €10m
05/03/2024
The issues with copyright are manifesting right now and problematic business models are fast becoming entrenched and normalised
05/03/2024
Under the DMA, a digital firm can be “presumed” to have gatekeeper status in respect of a core platform service
05/03/2024
The decision to open an office was made following a lengthy consultation with industry stakeholders and will be used by the Guernsey Finance team to facilitate its busy schedule of meetings.
05/02/2024
We are becoming increasingly concerned that HMRC are rejecting new SSAS approvals.
05/01/2024
Given at the London Institute of Banking and Finance
05/01/2024
A number of Association of Member-Directed Pension Schemes members have reported rejections on new applications and delays in communication
05/01/2024
The wealth firm alleges that ex-adviser Samantha Baker broke a restricted covenant to take 121 clients with her to Regentia Lifestyle Planning.
05/01/2024
The last two provided investment advice, and recommended clients transfer their pensions into self-invested personal pensions
05/01/2024
The FCA will be looking closely to ensure it is not a compliance-led or tick box rubber stamping exercise.
05/01/2024
The rationale behind the legislative approach was, along with other jurisdictions, to bring cryptoassets into the same regulatory perimeter as other asset classes.
05/01/2024
The regulator is consulting on plans to name firms under enforcement investigation when it is in the public interest, but the industry is fiercely opposed.