07/14/2021
The discussion paper also focuses on the importance of data and disclosure in order to enable firms, regulators and other stakeholders to monitor progress.
07/14/2021
As an approved person Mr Creed was required to report the fact of his disqualification and the fact he was under criminal investigation to the FCA and failed to do so.
07/14/2021
The report includes metrics covering a range of aspects
07/13/2021
London courts consider £1bn lawsuit and another case related to foreign exchange trading
07/13/2021
The government agreed with the committee that there should be more focus on the issue of ‘secondary scammers’
07/13/2021
The law in respect of the doctrine of equivalents is evolving, and the courts have not yet had the opportunity to fully consider if, or how, it applies to the validity of a patent.
07/13/2021
White collar and tax fraud expert Andrew Sackey of Pinsent Masons said the letter reflected the view of the FCA and other law enforcement authorities that private enterprises are the first line of defence against money laundering, and that porous or inade
07/13/2021
The seizure is the largest of its kind in the UK
07/13/2021
On-site inspection showed RBC Investor Services Bank in Luxembourg did not comply with anti-money laundering laws, regulator said
07/13/2021
The pandemic has seen companies take on considerable debt to survive the long and frequent periods of lockdown that often led to dramatic slowdowns in sales.
07/13/2021
Fed has already scrapped its payout limits, while ECB plans to do so in October
07/13/2021
The awards are scheduled to take place on Thursday 23 September at the De Vere Grand Connaught Rooms in London.
07/13/2021
Among other assets, Haddow had an interest in a property -13 Brook Mews - which should have been available to the FCA to fulfil this restitution order.
07/12/2021
If a business has permanent establishment in the UK, this will not just affect the corporate tax position but could also give rise to other compliance obligations.
07/12/2021
The Updated Guidelines list a number of steps that the Board should take in order to meet the necessary standard of governance and oversight.
07/12/2021
Blood may be thicker than water, but when it comes to a family dispute blood can boil far more readily than in a colder more clinical fight with an independent third party.
07/12/2021
The pair said company accounts were central to NBIM’s investment analysis, and deficient audit quality posed financial risks to investors and undermined trust in financial markets.
07/12/2021
EU reform proposals attacked by politicians, industry lobbies, environmentalists
07/12/2021
The breaches, which were committed between 2014 and 2018, were found to have resulted from negligence on the part of DDRL.
07/11/2021
This PS is relevant to UK banks, building societies, and PRA-designated investment firms, as well as UK financial holding companies and UK mixed financial holding companies of certain PRA-authorised firms.