09/27/2021
The FCA also stated that he had further demonstrated a lack of honesty and integrity when he concealed this from the FCA, providing the regulator with information which he knew to be false during a compelled interview.
09/27/2021
Simmons acted as the sole legal services firm on the UK Productive Finance working group.
09/27/2021
These proposals aim at ensuring effective and consistent regulation and supervision and enhancing investor protection.
09/27/2021
All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.
09/27/2021
UBS noted a decision by French judges to postpone their ruling on the Swiss bank’s appeal against a 4.5 billion euro ($5.27 billion) fine imposed for helping wealthy clients stash undeclared assets offshore.
09/27/2021
The watchdog says it has taken action to protect consumers.
09/27/2021
The roadmap sets out four recommendations, underpinned by 13 specific actions, to support defined contribution pension schemes with investing and to develop the long-term asset fund structure.
09/26/2021
Mr George further demonstrated a lack of honesty and integrity when he concealed this from the FCA, providing them with information which he knew to be false during a compelled interview.
09/26/2021
A similar replacement is stipulated in respect of the key rate of the Bank of Russia
09/24/2021
The breaches relate to failures in ensuring the integrity of data and providing direct and immediate access to regulators.
09/24/2021
The EBA observes a rapid growth in the use of digital platforms to ‘bridge’ customers and financial institutions.
09/24/2021
Investigators discovered that between August 2014 and May 2015, Avacade collected commissions worth more than £1.6m.
09/24/2021
All offices will be retained and there will be no redundancies arising from the deal.
09/24/2021
French government prosecutors are seeking a fine of at least 2 billion euros and 1 billion euros in damages and interest.
09/24/2021
Firm represents the underwriters in the offering by the sustainable blockchain infrastructure and cryptocurrency mining company.
09/24/2021
Financial Ombudsman Service warns of fraud danger as it continues to help high numbers of customers.
09/24/2021
CJEU decision on the Belgian excess profit ruling system
09/23/2021
He was released on bail of his own bond of €10,000 and agreed to surrender his passport
09/23/2021
In July 2021, the CBI issued a Dear CEO Letter (the "Letter") setting out its findings and expectations arising from the review.
09/23/2021
The new code’s requirements will have a material impact on all firms from 1 January 2022.