04/28/2021
The UK Financial Conduct Authority (the FCA) is proposing to take enforcement action against an individual, Jon Frensham, relating to "non-financial misconduct".
04/28/2021
Firms should assess whether they are within scope of this new regime and, if so, prepare for the registration process, availing of the transitional arrangements if they are existing VASPs
04/28/2021
This legal update provides a background on this case as well as the Irish Supreme Court decision, an overview of the publishing of two minority judgments, resulting consequences and key takeaways for employers following this case.
04/28/2021
Prescribing in detail the enhanced customer due diligence measures to be applied when dealing with a customer established or residing in a 'high risk third country'
04/28/2021
Authorities may require bank to investigate Estonia case further
04/28/2021
Traders colluded for sovereign-bonds sold to pension funds
04/28/2021
The regulation has vast implications for industry across numerous sectors around the world
04/28/2021
The European Commission (EC) has published a draft Implementing Regulation on the extension of the transitional provisions related to own funds requirements for exposures to central counterparties (CCPs).
04/27/2021
Under the statutory duty of responsibility, liability is not strict and requires positive evidence that the senior manager has failed to take a reasonable step to prevent a firm’s non-compliance.
04/27/2021
The PRA proposes that implementation of the changes resulting from CP9/21 would take effect upon publication of the final policy in Q2 2021.
04/27/2021
The move brings the UK in line with the US and Canada in adding corruption to its Magnitsky Act sanctions regime.
04/27/2021
The European Commission’s announcement on 21 April 2021 that it has reached political agreement on the climate TSC moves us closer to a green classification framework.
04/27/2021
On 1 March 2021, the European Banking Authority ("EBA") published its final report with revised guidelines on customer due diligence
04/27/2021
The conference is hearing from many stakeholders on how a multi-agency response can help build up capacity in the detection and prosecution of financial crime both internationally and here in Ireland.
04/26/2021
New webpages on climate change
04/26/2021
Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association
04/26/2021
Plea for audits of new clients to be exempt from scrutiny over fears of censure for mistakes
04/26/2021
The closely-followed University of Michigan sentiment index improved from a reading of 84.9 in March to 86.5 in April, according to a preliminary reading.
04/26/2021
AIB looking to get back into market as part of planned repurchase of Goodbodys
04/26/2021
The requirements in terms of application forms and support documentation can be daunting