07/17/2017
To provide investors access to retail investment products and information about these products, platforms interact with other platforms, advisers, asset managers and fund ratings providers.
07/17/2017
The technology market appears to be concentrated' with only a limited number of providers to choose from.
07/17/2017
NGOs praise the bank’s move as they step up pressure on investors to stand by environmental and social commitments on palm oil
07/17/2017
Standard Life group GC to take up top legal role at Standard Life Aberdeen next month
07/16/2017
UK fund manager says covering research costs itself is the ‘right thing to do’
07/16/2017
The BoE will be able to follow through on their threat to hike.
07/16/2017
The men are among the most senior bank managers to be charged anywhere in a crisis-era case.
07/16/2017
Elite’s sudden exit from the market will renew concerns about some insurers selling into Ireland from Gibraltar.
07/14/2017
Mr Watters also failed to take reasonable steps to ensure that advisers were properly monitored to reduce the risk of unsuitable ETV pension transfer advice being given to customers.
07/14/2017
The UK government has announced it will introduce long-anticipated changes to the rules governing non-UK domiciles “as soon as possible”, after they were postponed earlier this year because of the snap election.
07/14/2017
The average respondent envisaged a 13% increase.
07/14/2017
ESMA consultation on MiFID II suitability requirements
07/14/2017
Our position as the most well-represented firm is a testament to our sustained efforts at building an international business that serves every legal need of our clients.
07/14/2017
Watchdog warns smaller lenders are trailing larger rivals in preparing for new rules
07/14/2017
Some high-profile investors fear a weakening of safeguards for the UK stock market
07/14/2017
In its own representation to the FCA against the decision.
07/14/2017
The FCA retains the view that any system that merely receives, pools, aggregates and broadcasts indications of interest, bids and offers or prices should not be considered a multilateral system
07/13/2017
Who led the banking and finance team at Locke Lord, brings significant experience in cross-border and domestic corporate finance.
07/13/2017
Report by regulator flags up widespread withdrawal under pension freedoms, as TUC says millions could face financial insecurity
07/13/2017
The Isle of Man financial regulator is taking action against anti-money laundering and terrorist financing with new guidance rules aimed at “avoiding a tick-box approach” to assessing the risk of customer involvement in such activities.