01/04/2018
The ECB's decision came as part of its annual supervisory review and evaluation process, in which the central bank judges how well individual banks are dealing with risks.
01/04/2018
Regulation has increased significantly since the financial crisis, and the cost implications of Mifid II are one of many considerations asset managers of all sizes have been taking into account for some time.
01/03/2018
‘His participation was not only permissible but mandated, sanctioned by the words and conduct of his senior managers and the policy of the bank.’
01/03/2018
The amount of money Google moved through this tax structure in 2016 was 7 per cent higher than the year before
01/03/2018
Bitcoin is perhaps the best known and most popular virtual currency and its value surged as high as $19,500 in December
01/03/2018
They argue that having to post cash as collateral for centrally cleared derivative transactions would hurt their returns, and that they should be allowed to post government bonds as collateral.
01/03/2018
The indictment was unsealed Wednesday by federal prosecutors in Brooklyn.
01/03/2018
The Financial Conduct Authority has received applications under Article 54(2) from the trading venues ICE Futures Europe and the London Metal Exchange.
01/03/2018
In a statement, PCR, the administrators of Full Circle, said all client money is in segregated accounts and so not in jeopardy.
01/03/2018
The FCA has handed out hundreds of millions of pounds in fines -- including a 160 million-pound ($217 million) penalty for UBS
01/03/2018
Namely to develop a new business sector in the Principality and attract many companies which are today looking for a flexible, modern and pragmatic regulatory framework.
01/02/2018
The team expect to be very busy in the coming months, and are looking forward to working on some interesting and innovative ideas with applicants.
01/02/2018
Last year’s rise in penalties was largely the result of the £163 million fine imposed on Deutsche Bank in January
01/02/2018
Benji Silverstone in custody since December 19 on suspicion of conspiracy to defraud
01/02/2018
New application forms for Change of Legal Status regarding MiFID firms
01/01/2018
An announcement on the appointment, which ultimately is made by the chancellor, could come as soon as tomorrow, according to Sky News, which first reported Mr Randell’s candidature.
01/01/2018
Sweeping changes to EU rules on financial instruments come into force on January 3
01/01/2018
Europe tensions will hinder efforts to convince net contributors to increase funds in 2020s
12/30/2017
Browder, who has dismissed the allegations against him, said on Twitter on Friday the ruling was President Vladimir Putin’s reaction to his efforts to get five countries, including the United States, to impose so-called Magnitsky sanctions against R
12/28/2017
Advocates of market consolidation say mergers and acquisition (M&A) activity will help continue to shrink a crowded, fragmented market.