04/06/2021
The SFDR has now become a reality, with EU funds and non-EU AIFs marketed within the EU being obliged, as an initial step, to have updated their prospectuses by 10 March 2021, requiring investment managers to classify their fund product into one of three
04/06/2021
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.
04/06/2021
Exposure to own countries’ sovereign debt reawakens concern over faultline in Europe’s monetary union
04/06/2021
AIIB is a multilateral development bank whose mission is financing Infrastructure for Tomorrow
04/06/2021
The FCA notes that while the industry has made progress in encouraging more widespread Legal Entity Identifier (LEI) coverage among non-EEA third country issuers, there are still many non-EEA third country issuers without a LEI.
04/05/2021
Following the CJEU’s previous judgement in Hollmann (C-443/06), the Portuguese legislation for the relevant tax year allows nonresidents to opt for the regime applicable to residents if beneficial.
04/05/2021
The benefits of EU funds to businesses have long been apparent, and our research aims to quantify that.
04/05/2021
The Guidance updates the factors that OFSI will take in to account when determining whether to take enforcement actions and what those actions might be.
04/04/2021
The purpose of the Code is to provide practical guidance for employers and employees to agree working arrangements, appropriate to their business, that maintain clear boundaries between work and leisure.
04/04/2021
The Guidance is part of a broader package including a Staff Working Document foreshadowing a somewhat broader reform of the EUMR. This blog post focuses on the new Article 22 Guidance.
04/04/2021
The fact that directors reached consensus views in advance of Board meetings, leading to insufficient debate and a blindness to colleague concerns, was also cited as an example of poor governance approach.
04/01/2021
This policy statement proposes that additional firms and cryptoasset businesses should be brought into scope of the return based on their business activities and the potential money laundering risks.
04/01/2021
Bank of Valletta annual report remuneration policy reveals CEO salary
04/01/2021
From the beginning of April this year sterling Libor cannot be used in any new lending or other cash products that mature after the end of 2021 when alternative, risk-free reference rates will be used.
04/01/2021
Ministers said the increases to minimum wages would particularly benefit workers in sectors such as retail, hospitality and cleaning and maintenance.
04/01/2021
The EBA outsourcing guidelines began to apply from 30 September 2019 to all new outsourcing arrangements entered into after that date.
04/01/2021
In addition to the principles for operational resilience, the Committee is also issuing revisions to its Principles for the sound management of operational risk (PSMOR) reflecting the natural relationship between operational resilience and operational ris
03/31/2021
It sets out the conditions and eligibility requirements for non-profit organisations
03/31/2021
The FCA has published its finalised guidance for advising on Defined Benefit (DB) transfers, alongside a feedback statement on the FCA's consultation on the draft guidance in June 2020.
03/31/2021
Central to this appeal is a Decision by ESMA not to investigate the approach adopted by a Member State’s NCA