05/18/2021
Swiss Life Holding AG, Swiss Life (Liechtenstein) AG, Swiss Life (Singapore) Pte. Ltd., and Swiss Life (Luxembourg) S.A. Enter into Deferred Prosecution Agreement for Criminal Misconduct; Agree to Collectively Pay More than $77 Million
05/18/2021
Parliament speaker Demetris Syllouris and an opposition MP were secretly filmed allegedly trying to facilitate a passport for the fugitive investor.
05/18/2021
UK firms will not have to implement the IFPR until January 2022, unless they have a European base or subsidiary.
05/18/2021
The FCA detected the promotion on the same day it appeared and started immediate inquiries.
05/18/2021
This transaction builds on Clifford Chance’s leading EMEA capital markets practice
05/17/2021
The EBRD will work with its shareholders, other international financial institutions and the foreign and domestic business community to highlight the negative consequences of such a course of action and to mitigate its impact.
05/17/2021
This is a further step towards the passing of new legislation to set up an independent Corporate Enforcement Authority which is intended to replace the existing Office of the Director of Corporate Enforcement.
05/17/2021
The CMC represented customers claiming more than £5m from the FSCS in claims against the husband’s former financial advice firm.
05/16/2021
The FCA is also consulting on the potential benefits of attaching a private right of action to the new Duty
05/14/2021
The FCA and the Bank of England support and encourage all participants in the sterling exchange traded derivatives market to take the steps necessary to prepare for and implement these changes
05/14/2021
Advice firms are still expected to contribute £240m to the levy.
05/14/2021
The European Court of Human Rights ruled that Luxembourg’s treatment of whistleblower Raphael Halet “struck a fair balance” between protecting his freedom of expression and the rights of PwC, despite objections from two dissenting judges
05/14/2021
In addition, the government, lawmakers and the FCA will have to balance how best to reduce the regulatory burden without London losing the reputation for high standards which is of critical importance to its success as a global financial centre.
05/14/2021
Some member states currently have ceilings on cash payments, ranging from €500 in Greece to €15,000 in Poland.
05/14/2021
In contrast, Boston Federal Reserve president Eric Rosengren has offered up his own, less enthusiastic, views on the subject of a digital dollar.
05/14/2021
The FCA has today set out plans for a new Consumer Duty, which will set a higher level of consumer protection in retail financial markets for firms to adhere to.
05/14/2021
Subject to regulator approval
05/14/2021
o that end we agree with the Financial Conduct Authority (FCA) that ensuring a high level of protection is a key part of ensuring consumer confidence.
05/14/2021
The 10-year U.S. Treasury yield was down one basis point at 1.6539%.
05/13/2021
But while the Bill attempts to tackle fraud via user generated content on social media sites and dating apps, paid for online adverts from fraudsters and cloned – and therefore fake – investment firm websites appear conspicuous by their absenc