03/07/2021

Review of the UK Listing Regime : "closing the gap"

Companies that want to list with such structures must either settle for a standard listing or opt to list elsewhere, such as in the US, where these arrangements are prevalent and well understood.

03/05/2021

FCA fines and prohibits trader for market abuse

The FCA has also developed ways to detect this type of manipulation as well as other forms of market abuse and, as this case demonstrates, we will take robust action against such abuse.

03/05/2021

Financial Regulation: Daily Update

The revised SoP also states that the FCA is willing to use its temporary powers flexibly and amend its approach to the DVC if another jurisdiction makes an equivalence decision in respect of the UK.

03/04/2021

Financial Regulation Update

The FCA is currently working on an online calculator - to be released soon - to help policyholders gather two types of evidence, namely 'Reported Cases’ and ‘Estimated Cases’.

03/03/2021

Financial Regulation: Daily Update

The FCA has published a Consultation Paper (CP) on its proposed approach to the regulation of the pre-paid funeral plans sector.