04/27/2021
Under the statutory duty of responsibility, liability is not strict and requires positive evidence that the senior manager has failed to take a reasonable step to prevent a firm’s non-compliance.
04/27/2021
The PRA proposes that implementation of the changes resulting from CP9/21 would take effect upon publication of the final policy in Q2 2021.
04/27/2021
The move brings the UK in line with the US and Canada in adding corruption to its Magnitsky Act sanctions regime.
04/27/2021
The European Commission’s announcement on 21 April 2021 that it has reached political agreement on the climate TSC moves us closer to a green classification framework.
04/27/2021
On 1 March 2021, the European Banking Authority ("EBA") published its final report with revised guidelines on customer due diligence
04/27/2021
The conference is hearing from many stakeholders on how a multi-agency response can help build up capacity in the detection and prosecution of financial crime both internationally and here in Ireland.
04/26/2021
New webpages on climate change
04/26/2021
Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association
04/26/2021
Plea for audits of new clients to be exempt from scrutiny over fears of censure for mistakes
04/26/2021
The closely-followed University of Michigan sentiment index improved from a reading of 84.9 in March to 86.5 in April, according to a preliminary reading.
04/26/2021
AIB looking to get back into market as part of planned repurchase of Goodbodys
04/26/2021
The requirements in terms of application forms and support documentation can be daunting
04/26/2021
The Opinions largely support the draft UK adequacy decisions and represent a positive step towards adoption of formal UK adequacy decisions.
04/26/2021
The regulator added it would send emails to approximately 2,800 non-submitting firms, which previously had approved persons and provide consumer-facing activities, including mortgage advice firms.
04/23/2021
The FMLC understands that the IPSF is a forum for public authorities in charge of developing sustainable finance policies and initiatives and supports the coordination efforts made globally to scale up sustainable finance and promote integrated markets in
04/23/2021
The Code currently provides for bids to lapse automatically if certain regulatory procedures are initiated in the UK or EU.
04/23/2021
The European Commission has adopted an ambitious and comprehensive package of measures to help improve the flow of money towards sustainable activities across the European Union.
04/23/2021
Investigation reveals millionaires were given passports despite not meeting the conditions
04/23/2021
The authority said such "enforcement proceedings" against financial institutions typically take months, depending on the complexity of the matter.
04/22/2021
Inquiry committee extends remit and timeframe for special investigator after scathing initial report