03/25/2020

Holding the Line on Ultimate Beneficial Ownership

To address the challenges many jurisdictions experience in trying to ensure ownership transparency, last October the FATF released a best practice paper offering guidance on measures countries should consider to facilitate access to beneficial ownership a

03/25/2020

SRD II Comes into Effect in Ireland

They introduce new rules on investor engagement and investment strategy transparency for institutional investors and asset managers that invest on their behalf.

03/24/2020

FSCS receives 80 claims against failed DFM

The company brought in administrators shortly after and the FSCS has already declared a number of advice firms which were embroiled in the debacle in default.