02/09/2020
Equivalence is the process through which the European Commission formally recognises that the regulatory or supervisory regime of a non-EU country is equivalent to the corresponding EU regime.
02/07/2020
Ulrik Nødgaard, managing director, said: "The banks are totally focused on this proble.
02/07/2020
One Metro bank customer was subject to U.S. sanctions on Cuba, while another received payments from Iran, the bank said.
02/07/2020
The STM Protected Retirement Plan is licensed and regulated as a personal retirement scheme with the Malta Financial Services Authority.
02/07/2020
ESMA is providing the state of play in the application of the Supervisory Briefing on that date.
02/07/2020
It has already delivered on several objectives of the EU’s action plan on financing sustainable growth and will continue to assist the EU institutions to achieve sustainable finance goals.
02/07/2020
The PRA expects directors and senior managers to understand their responsibilities with regards to governance and the management of conflicts of interest, and to ensure they and the firm comply with the PRA’s regulatory requirements.
02/07/2020
The SEC’s order finds that ABN AMRO improperly borrowed pre-released ADRs from other brokers when it should have known that those brokers did not own the foreign shares needed to support those ADRs.
02/07/2020
The FCA warned: "The terms, conditions and clauses within a standard contract are highly unlikely to constitute sufficient legal consent for personal data to be shared with CMCs to market their services, and may not be lawful."
02/07/2020
His remarks fuelled a massive rift after both Brussels and Ireland drew up plans to offer concessions on financial services to secure continued access to British fishing waters for European vessels.
02/06/2020
The Statement follows public consultations in November and December 2019.
02/06/2020
Bank under pressure from UK’s powerful Investor Forum to adopt stricter climate policies
02/05/2020
The Pensions Act 2014 placed a duty on the FCA to make rules for publishing and disclosing costs and charges information for the workplace pension schemes we regulate.
02/05/2020
A new sector is being created in Part II to provide sector specific guidance for cryptoasset exchanges and custodian wallet providers.
02/05/2020
Italian law firm Orsingher Ortu has absorbed Rome-based boutique Verusio e Cosmelli, strengthening its presence in the Italian capital.
02/05/2020
The amendments to the guidelines will become effective on 1 January 2022.
02/05/2020
In anticipation of the UK's withdrawal from the EU, the Commission de Surveillance du Secteur Financier provided an update in respect of the status of the transitional period foreseen by the Brexit laws and the mandatory notifications procedure imple
02/05/2020
These warnings followed the letter to advisers, which flagged a number of concerns including the perennial question of advice suitability.
02/04/2020
Reasonable suspicion of money laundering in Enemalta deal
02/04/2020
The UK and the EU have indicated, in a Political Declaration, that they intend to reach agreement on the future relationship between the UK and the EU by the end of 2020.