• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

03/09/2020

Clients of failed DFM step closer to seeing funds returned

The Financial Conduct Authority found some of the broker's 19,000 clients had paid fees and charges as high as 20 per cent of their total investment.

03/09/2020

Kate Kirk named Woman of the Year - Business Services

Kate joined Ogier in 2015 to lead on the firm's award-winning rebrand, and has since also seen Ogier win awards for its website and social media marketing.

03/08/2020

French billionaire owner of Moet and Louis Vuitton goes cold on bid for The Ritz

Sir Frederick’s three nephews Aidan, Howard and Alistair – who own the remaining 75 per cent – hope to seal a deal for between £700million and £800million by the summer.

03/06/2020

Peter Hargreaves avoids £94m hit from ‘serendipitous’ HL sale

Billionaire HL co-founder ditched 35 million shares in D2C firm weeks before coronavirus wiped $5trn off global markets

03/06/2020

Crooked Banker Tapped Professionals to Manage Web of Dirty Money

The company was cratering and its creditors, including a Swiss bank, were circling.

03/06/2020

The grand unifying theory (and practice) of macroprudential policy - speech by Mark Carney

Speech given by Mark Carney Governor of the Bank of England

03/06/2020

Expats again warned about investment scams as mis-selling rates soar

Two years ago, the scandal was valued at an incredible £10 billion, with most attributed to mis-sold, poorly invested pensions pushed by unscrupulous, unethical financial advisors lurking in favourite expat destinations as well as the home country.

03/06/2020

Barclays, Merrill Resurface in Third German Tax Indictment

The transactions took advantage of how Germany taxed dividends, abusing the system to claim multiple refunds on a tax paid only once, according to investigators.

03/06/2020

Malta tax advisors named in Spanish money laundering probe

They were carried out by “two players’ agents linked to one of the representation agencies with the highest turnover in Europe” – the Spanish ministry for the interior said.

03/06/2020

Swiss private bank invests in circular economy fund

Decalia Circular Economy is the first (medium- to large-cap) equity fund exclusively dedicated to this area.

03/05/2020

Aviva Investors strikes distribution deal for Iberia, Brazil, Uruguay

Charlie Jewkes, head of Global Financial Institutions at Aviva Investors, will work with CSP in Brazil and Uruguay, while Paolo Sarno, head of Southern Europe at Aviva Investors, will work with CSP on distribution in Spain and Portugal.

03/05/2020

Inflation and beliefs about inflation - speech by Ben Broadbent

Given at the London Business School

03/05/2020

Letter from David Bailey, Anna Sweeney, Charlotte Gerken, and Sarah Breeden ‘PRA rules on board diversity’

Letter to Solvency II insurers, large non-Directive firms and CRR firms

03/05/2020

Hansard reports half-yearly fall in profits yet revenues rise

Overall, our focus for 2020 remains on our two key strategic projects – launching our new investment product in Japan and replacing our policy administration system.

03/05/2020

Watchdog may investigate banking competition fund

The scheme has attracted criticism after Metro Bank handed back £50m and Nationwide said its business account plan is delayed

03/05/2020

Culture is at the centre of 2020’s regulatory challenges

Here are the specific priorities we predict you’ll see this year, and how – all over the compliance landscape – culture will underline many of the changes firms will need to make to meet regulatory requirements.

03/05/2020

UniCredit’s Croatian Unit Probed for Suspicious Transactions

Bank said to be cooperating in Croatian central bank’s probe

03/05/2020

Italian princess loses court case in Curaçao

For years BNP has been conducting legal proceedings against the wealthy Italian Crociani family.

03/05/2020

FCA to scrutinise diversity in culture crackdown

Transforming culture in financial services is a priority for the FCA and should be for firms too.

03/05/2020

Public Trustee pays costs

The question of costs was then considered. DN had incurred legal costs of £82,000.

  • 1
  • 2
  • 3
  • …
  • 389
  • 390
  • 391
  • 392
  • 393
  • 394
  • 395
  • 396
  • 397
  • 398
  • 399
  • …
  • 1026
  • 1027
  • 1028

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Two individuals sentenced to a combined 12 years for £1.5m crypto fraud

07-07-2025

Evelyn Partners becomes Official Wealth Management Partner of Manchester City Women

07-09-2025

Shake-up of financial advice rules could trigger more wealth deals

07-07-2025

Guernsey Finance celebrates quartet of prestigious industry awards

07-08-2025

Deutsche Bank consolidates wealth services for enhanced client focus

07-09-2025

Objectway celebrates twelfth consecutive Goodacre Award, driven by deep client trust and long-standing partnerships

07-07-2025

Ex-ECB Official Urges Europe to Back Euro Stablecoins or Risk Losing Financial Power

07-07-2025

Stefan Mächler takes over another position as Chairman of the Board

07-07-2025

German Finance Minister attacks Andrea Orcel

07-11-2025

Tokenization and fractionalization of financial assets: SIX and Pictet successfully complete pilot project

07-11-2025

Nikko AM Group successfully completes management company transfer to Apex Group

07-11-2025

Sales director exits Ninety One

07-11-2025

Fourth Quarter FUMA Update

07-11-2025

UK and France partner on navigation systems to protect critical infrastructure from hostile threats

07-11-2025

First recipient of WSHA’s Irene Robertson Qualification Fund announced

07-11-2025

Fidelity's high-conviction push into active ETFs

07-11-2025

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2025 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS