12/17/2019
The Guidelines also include provisions to structure supervisory cooperation in situations where the conditions for setting up an AML/CFT college are not met.
12/17/2019
Organisations that compile and publish market indexes outside the European Union were in February given an extension to the end of 2021 to comply with the EU’s benchmark regulation.
12/17/2019
Dream Global Real Estate Investment Trust is the owner and operator of a diversified high-quality portfolio of office and industrial properties located in key markets in Western Europe with a focus on Germany and the Netherlands.
12/17/2019
The FCA will use the conclusions of the review which will be released in 2020 to inform the development of the FCA’s rules for open-ended funds.
12/17/2019
The CfI will launch a discussion on the opportunities and risks arising from open finance, what is needed to ensure it develops in the best interests of consumers, and what role the FCA should play.
12/17/2019
PPC also failed to present accurate, fully formed, detailed and specific complaints to banks.
12/17/2019
This follows the FCA’s prosecution in which Mr Gopee was convicted of illegal money lending and sentenced to 3 and a half years in prison.
12/17/2019
This article of the law requires the appointment of two AML/CFT functions
12/17/2019
The Finnish presidency confirmed that the four sanctions have been approved by EU member countries and will be automatically agreed to at the opening of the Council of Ministers meeting.
12/17/2019
Track the Central Securities Depository Regulation timeline so far to assist your preparation for what’s next.
12/16/2019
MAR’s purpose is to guarantee the integrity of European financial markets and promote investor confidence.
12/16/2019
This newly published information will complement that already info included in the register of administrators and benchmarks.
12/16/2019
The recommendations aim to achieve a balance between precise leverage measures and simple, robust metrics that regulators can apply consistently to the wide range of funds offered in different jurisdictions.
12/16/2019
The taxman expects the men may have to cash in pensions and sell properties in both the UK and Dubai to settle the tax bills.
12/16/2019
The publication of the standards in a new format focused on reorganising existing requirements, not introducing new requirements or otherwise amending the standards previously agreed and published by the Basel Committee.
12/16/2019
Jamie said: "Achieving full STEP membership has deepened my knowledge of trust and private client work, further enabling me to provide counsel on a broad range of legal and administrative matters.
12/16/2019
For Guernsey companies in particular, these developments present exciting new opportunities.
12/16/2019
I hope now that the prime minister has a clear mandate on Brexit
12/16/2019
Former England and Newcastle football star Alan Shearer has scored a £100,000 pay out after a court ruled that his financial adviser had given him ‘negligent’ pensions advice.
12/15/2019
The new rules will come into force on 31 July 2020.