10/11/2019
Deutsche’s regulators - the European Central Bank and financial markets watchdog BaFin - have now determined that Zeltner’s position on Deutsche’s board would be a conflict of interest because he is also the chief executive officer of KB
10/11/2019
Prosecutors claim defendants knew payments in fundraising operation may be illegal
10/11/2019
Furthermore, as from July 1, 2019, the Dutch tax authorities will no longer issue tax rulings to companies which are established in a listed jurisdiction.
10/11/2019
The company’s first Scotch partnership is with 202-year-old Bladnoch Distillery situated in the Scottish Lowlands.
10/11/2019
Citi wants to leapfrog rivals JPMorgan and Goldman in Europe and close the gap in its home US market, says London-based Manolo Falco
10/11/2019
Following an FCA investigation, the FCA found that, between 2008 and 2010, Tullett Prebon’s Rates Division had ineffective controls around broker conduct.
10/10/2019
ECB and BaFin raise conflict of interest concerns over Jürg Zeltner’s other job as KBL chief
10/10/2019
Reyker provided custody and dealing services to around 15,000 retail and institutional clients.
10/10/2019
The EU is required under a pair of directives adopted by the bloc in recent years to identify countries that are susceptible to moving dirty money.
10/10/2019
Hardy Macphail has a mix of small and medium-sized enterprise and private clients.
10/10/2019
Data from the Pensions and Lifetime Savings Association (PLSA) from 2017 showed that 83% of private sector pension fund trustees were male.
10/10/2019
Questions remain about what the bloc should do about the many shortcomings that have been identified
10/10/2019
The Fitness and Probity regime requires individuals performing control functions in RFSPs to meet the CBI’s Fitness and Probity Standards.
10/10/2019
Escrow arrangements help to minimise the counterparty risk of non-completion or failure to deliver for each of the parties.
10/10/2019
The UK Government has prepared draft statutory instruments under the European Union (Withdrawal) Act 2018 should the UK leave the EU on 31 October 2019 with “no-deal”.
10/10/2019
This is in addition to the £12.8m in compensation Serco paid to the Ministry of Justice as part of a £70m civil settlement in 2013.
10/10/2019
In short, AMLRs require financial services providers (FSPs) engaging in relevant financial business to establish systems to detect things like money laundering and terrorist financing.
10/10/2019
Uses AIM company's stock ticker
10/10/2019
FCA Guidance on Cryptoassets
10/09/2019
Following data leak of Bulgarian and foreign taxpayers’ financial account details