08/02/2019
Name checks will soon be automatically carried out when UK bank customers send money to other people, in a bid to halt a rising tide of bank transfer fraud
08/02/2019
FCA executive director of strategy and competition Christopher Woolard said: “This is a small, complex and evolving market covering a broad range of activities.”
08/02/2019
The fine brings the total amount of U.K. penalties the accounting firm has faced in 2019 to at least 13.5 million pounds amid widespread criticism of the industry.
08/02/2019
The Citywealth IFC awards aim to highlight the excellence of advisers and managers in the private wealth sector in major international financial centres.
08/02/2019
This extension affects almost every solo-regulated firm, from very small firms (including sole traders and limited permission consumer credit firms) to some of the largest global firms.
08/02/2019
The Review sets out the robust and proportionate Enforcement action taken in the past year
08/02/2019
What proactive steps do you take as a firm to identify the conduct risks inherent within your business?
08/01/2019
The judgement comes after in November a court had already ruled in favour of Sense and against 95 claimants who were clients of Alistair Greig, the owner of Midas Financial Solutions (Scotland) Ltd and an appointed representative of Sense.
08/01/2019
The Central Bank has warned of major job losses across the economy, in the event of a no-deal Brexit.
08/01/2019
This is the first consultation paper setting out our proposed technical standards for the onshored Securitisation Regulation.
08/01/2019
Sammons pled guilty on July 2 to 15 counts of grand larceny and fraud
07/31/2019
In 2013, Germany and other eurozone countries handed oversight of more than 100 "significant" banks in the single currency area to the ECB, in a new arm known as the Single Supervisory Mechanism (SSM).
07/31/2019
The UK investment giant signs its first fintech partnership.
07/31/2019
The situation in Guernsey is no exception, where we’re experiencing a marked shift away from our past UK-centricity.
07/31/2019
This is a perennial debate, and the recent Law Commission consultation on reform of the SARS
07/31/2019
Over the years that have followed it built up a solid reputation for being an agile, advantageous and practical country in which to do business in sectors that include additional to financial services, gambling and gaming as well as fund administration
07/31/2019
The legislation will expand the number of professional groups required to report suspicious deals and take precautions to prevent laundering.
07/31/2019
This includes making the important distinction as to which cryptoassets fall inside the regulatory perimeter clearer.
07/31/2019
Speech given by Miles Bake, Head of Legal, Enforcement & Litigation Division
07/31/2019
Our equivalence policy has proven effective so far, and we now have even better rules in place to meet our objectives of preserving financial stability while promoting international integration of EU financial markets.”