07/21/2019
The Irish legal action lodged last week is the latest of several taken over commission that Dubliner Juerg von Geitz alleges he is owed for referrals of high net worth and, in some cases, high profile Irish clients
07/19/2019
By combining compliance and financial crime with risk management, Deutsche hopes to break free from the shadows of its past, something which should allow it to become more dynamic in its regulatory obligations.
07/19/2019
Private limited companies need to consider whether these new arrangements apply to them and if they do; what do they require and when.
07/19/2019
The banks have been swept up in the wave of crises over alleged compliance lapses that have rocked Europe’s banking sector.
07/19/2019
This MoU does not affect any arrangements under other MoUs.
07/19/2019
As to authorisation approaches, the EBA found that proportionality and flexibility principles are applied in the same way by competent authorities
07/19/2019
It has been widely seen as a move to turn junior eyes back from US firms, which, without a thought for the bank balances of partners at UK firms, have sprayed NQs with salaries of over £140,000 (and that's not counting the bonus).
07/19/2019
Clyde & Co wouldn't say exactly what the lawyers have allegedly done (or not done), but the firm can't be blamed for being a bit twitchy when it comes to accounting rules.
07/19/2019
We have published an updated Memorandum of Understanding (MoU) between the FCA and the Bank of England (when exercising its prudential regulation functions through the Prudential Regulation Authority).
07/19/2019
There is no reason why the benefit of that reinsurance should not be recognised under the Solvency II capital calculation.
07/19/2019
Not least, of course, in an English agreement that it is ‘fair’ – be sure you don’t overlook any cross-jurisdictional complications.
07/19/2019
The UK Supreme Court Clarifies the Law of Restrictive Covenants
07/19/2019
The following article sets out a brief overview of the new substance regime with a particular focus on its application to private wealth structures.
07/19/2019
Regulators looking to arrest flow of dirty money through Britain
07/18/2019
Aside from an overall stricter regulatory climate, Swedbank is facing “uncertainty” in relation to what it described as its “work on anti-money laundering.”
07/18/2019
“Looking ahead, the Governing Council is determined to act in case of adverse contingencies and also stands ready to adjust all of its instruments, as appropriate, to ensure that inflation continues to move towards the Governing Council’s infl
07/18/2019
Bank of Valletta has filed a judicial letter saying it will hold 158 individuals and companies responsible for any losses the bank might incur after millions are feared to be lost in the Falcon Funds pensions bust
07/18/2019
3 focus areas for banks to achieve more effective and efficient customer due diligence
07/18/2019
ESMA will continue to publish an annual report with the information on sanctions and measures imposed including criminal sanctions.
07/18/2019
EU representatives made their motives clear in statements immediately following the negotiations.